# Nuclear Energy Institute — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 18-0014
- **title:** Nuclear Energy Institute — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2018-08-21
- **effective on:** Not available
- **summary:** 18-0014 response to Nuclear Energy Institute concerning 173.401, 173.403, 173.436.
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- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-18-0014.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-18-0014
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/pipeline/interpretations/62851/180014.pdf
**body:**

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
AUG 2 1 20\8
Janet Schlueter
Senior Director
Nuclear Energy Institute
1201 F Street NW, Suite 1100
Washington, DC 20004
Reference No. 18-0014
Dear Ms. Schlueter:
This letter is in response to your January 18, 2018, email requesting clarification of the
Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to non-radioactive
solid objects with surface radioactive contamination. Specifically, you ask about amendments
made in the HM-250 Final Rule (79 FR 40590; July 11, 2014).
We have paraphrased and answered your questions as follows:
Q 1. You ask if the threshold for low toxicity alpha emitters---0.4 Bq/cm2-applies for
uranium-234 (U-234) when determining levels of contamination.
Al. The answer is no. The definition of low toxicity alpha emitters includes natural uranium,
depleted uranium, uranium-235, and uranium-238. It specifically excludes enriched
uranium, including uranium-234. Therefore, the more stringent contamination limit for
other alpha emitters would apply---0.04 Bq/cm2
• ·
Q2. You note that the HM-250 Final Rule added§ 173.401(b)(5) to except non-radioactive
solid objects with low levels of surface contamination from the HMR requirements for
radioactive substances. You ask whether this amendment invalidates a letter of
interpretation previously issued by this Office under Reference No. 06-0274.
A2. The answer is no. The addition of§ 173.401(b)(5) excludes certain materials from the
requirements of 49 CFR 173 Subpart I, in addition to the exemptions found in§ 173.436.
PHMSA addressed Reference No. 06-0274 in the HM-250 Final Rule, stating that
§ 173.401(b)(5) was added to clarify that non-radioactive solid objects with radioactive
substances present on any surfaces in quantities not exceeding the limits cited in the
definition of contamination in§ 173.403 are not subject to the Class 7 (radioactive)
material requirements of the HMR.

<<<PAGE 2>>>

HM-250 also explains that radioactive contaminated items below the consignment
exemption limits in§ 173.436 are not regulated as radioactive materials. Thus, while
uranium-234 may not be excepted from the HMR based on§ 173.401(b)(5), it is possible
that it would not be regulated as a radioactive material based on exempted material
activity concentrations in§ 173.436.
I hope this information is helpful. Please contact us if we can be of further assistance.

<<<PAGE 3>>>

Dodd, Alice (PHMSA)
From: Kelley, Shane (PHMSA)
Sent: To: Cc: Subject: Thursday, January 25, 2018 9:07 AM
Dodd, Alice (PHMSA); January, Ikeya CTR (PHMSA)
DerKinderen, Dirk (PHMSA); Nickels, Matthew (PHMSA); Foster, Glenn (PHMSA)
FW: Need for Official PHMSA Position on Selecting Appropriate Contamination Limits
for Alpha Emitters
Attachments: 01-18-18_DOT_Contamination Limits for Alpha Emitters.pdf
Please log for response as an interp request. Thanks
From: Falat, Lad (PHMSA)
Sent: Tuesday, January 23, 2018 12:35:42 PM
To: Meidl, Rachel (PHMSA); Klinger, Patricia (PHMSA); Kelley, Shane (PHMSA); Tackett, Christina (PHMSA); Pfund, Duane
(PHMSA)
Subject: FW: Need for Official PHMSA Position on Selecting Appropriate Contamination Limits for Alpha Emitters
Shane, should we treat this as a interp request?
FYI.
Lad
From: SCHLUETER, Janet [mailto:jrs@nei.org]
Sent: Thursday, January 18, 2018 5:18 PM
To: Falat, Lad (PHMSA) <lad.falat@dot.gov>
Cc: Boyle, Rick (PHMSA) <rick.boyle@dot.gov>; Williams, James (PHMSA) <James.Williams@dot.gov>
Subject: Need for Official PHMSA Position on Selecting Appropriate Contamination Limits for Alpha Emitters
THE ATTACHMENT CONTAINS THE COMPLETE CONTENTS OF THE LETTER
January 18, 2018
Mr. Lad Falat, Director
Division of Sciences, Engineering, and Research
Pipeline and Hazardous Materials Safety Administration
U.S. Department of Transportation
Washington, DC 20590
Subject: Need for Official PHMSA Position on Selecting Appropriate Contamination Limits for Alpha
Emitters
Dear Mr. Falat,
On behalf of the Nuclear Energy Institute's (NEI) fuel cycle facility members (hereinafter referred to as industry), we
would like to highlight the nuclear industry's commitment to adhering to the Department of Transportation (DOT) /
Pipeline and Hazardous Materials Safety Administration (PHMSA) regulations as outlined in 49 Code of Federal
1

<<<PAGE 4>>>

Regulations (CFR), not only from a regulatory compliance standpoint, but in ensuring the safety of the public and
environment during transportation of radioactive materials on public roads.
If you have any questions about the content of this letter, please contact me, Hilary Lane (hml@nei.org, 202-739-
8148) or Jerry Hiatt (jwh@nei.org, 202-739-8171) of my staff.
Sincerely,
Janet R. Schlueter
Senior Director
Radiation and Materials Safety
Nuclear Energy Institute
1201 F Street N.W., Suite 1100
Washington, DC 20004
www.nei.org
P: 202. 739.8098
E: jrs@nei.org
c:
Rick Boyle, DOT/PHMSA
Jim Williams, DOT/PHMSA
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2

<<<PAGE 5>>>

JANET R. SCHLUETER
Senior Director, Radiation and
Materials Safety
1201 F Street, NW, Suite 1100
Washington, DC 20004
P: 202.739.8098
jrs@nei.org
nei.org .
~I
NUCLEAR ENERGY INSTITUTE
January 18, 2018
Mr. Lad Falat, Director
Division of Sciences, Engineering, and Research
Pipeline and Hazardous Materials Safety Administration
U.S. Department of Transportation
Washington, DC 20590
Subject: Need for Official PHMSA Position on Selecting Appropriate Contamination Limits for
Alpha Emitters
Dear Mr. Falat,
On behalf of the Nuclear Energy Institute's (NEI)1 fuel cycle facility members (hereinafter referred to as
industry), we would like to highlight the nuclear industry's commitment to adhering to the Department of
Transportation (DOT) / Pipeline and Hazardous Materials Safety Administration (PHMSA) regulations as
outlined in 49 Code of Federal Regulations (CFR), not only from a regulatory compliance standpoint, but in
ensuring the safety of the public and environment during transportation of radioactive materials on public
roads.
As industry does its due-diligence in evaluating their shipping programs and complying with DOT
regulations, NB was recently made aware of certain revisions to DOT regulations that are proving to be
unnecessarily burdensome from a resource perspective with no added safety benefit. The purpose of this
letter is to bring these issues to your attention, and to offer a proposed solution for mitigating the impact of
this rule.
As you are aware, through a 2015 rulemaking, the scope of 49 CFR 173.401(b) was revised to add
paragraph (5). 173.401(b)(5) states the subpart does not apply to:
"Non-radioactive solid objects with radioactive substances present on any surfaces in quantities not
exceeding the threshold limits set forth in the definition of contamination in 49 CFR 173. 403."
1NEI is r~ponsible for establishing unified nuclear industry policy on matters affecting the nuclear energy industry, including regulatory,
financial, technical and legislative issues. NEI members include all companies licensed to operate commercial nuclear power plants in the
United States, nuclear plant designers, major architect/engineering firms, fuel fabrication facilities, materials licensees, and other
organizations and individuals involved in the nuclear energy industry.
NUCLEAR. CLEAN AIR ENERGY

<<<PAGE 6>>>

Mr. Lad Falat
January 18, 2018
Page 2
Additionally, the definition of "contamination" in 49 CFR 173.403 (''Definitions'') is outlined below:
"Contamination means the presence of a radioactive substance on a sutface in quantities in excess of 0.4
Bq/cni for beta and gamma emitters and low toxicity alpha emitters or 0. 04 Bq/cni for all other alpha
emitters .... "
The above referenced rulemaking change in 49 CFR 173.401(b) makes it critical to distinguish whether
items contaminated with enriched uranium (or high enriched uranium) classify as a "low toxicity alpha
emitter" or "all other alpha emitters" (i.e. high toxicity alpha emitter), particularly given the limit for "all
other aipha" is more restrictive by a factor of 10 compared to the limit for "low toxicity alpha emitters." The
definition of "low toxicity alpha emitter" as codified in 49 CFR 173.403 is outlined below:
"Low toxicity alpha emitters means natural uranium; depleted uranium; natural thorium; uranium-235 or
uranium-238; thorium-232; thorium-228 and thorium-230 when contained in ores or physical and chemical
concentrates; and alpha emitters with a half-life of less than 10 days. "
This definition clearly excludes U-234 (the primary contributor to the total activity of enriched uranium) and
enriched uranium from the "Low Toxicity" definition; therefore, based on industry's interpretation, the limit
is not meant to be used for either U-234 or enriched uranium. The Nuclear Regulatory Commission's (NRC)
definition of "low toxicity alpha emitters" in 10 CFR 71.4 is consistent with the DOT's definition, in that there
is no mention of "enriched uranium" or uranium-234.
Other federal partners maintain that enriched uranium (and high enriched uranium) classify as "low toxicity
alpha emitter" based on analysis using the NRC Regulatory Guide (RG) 8.21, Appendix B Table 1. In this
table, U-234 is listed as a low toxicity alpha emitter. However, this does not align with industry's plain
language interpretation of DOT's above referenced definition, which by deduction, classifies enriched
uranium and high enriched uranium as a "high toxicity alpha emitter." While industry would like to gain
alignment with their federal partner's interpretation, which would be favorable for all parties involved in
such routine shipping transactions, industry must nevertheless abide by the DOT regulations for materials
transported in commerce on public roads. Shipments conducted wholly by a government entity do not fall
under the jurisdiction of the DOT.
This discrepancy of interpretation between stakeholders has had a disruptive effect on industry shipments
and ongoing business operations. Using the "all other alpha emitters" threshold for defining contamination
will undoubtedly cause an increase in Class 7 shipments of equipment from industry sites (when equipment
is not being used as part of a conveyance2 for a Class 7 shipment). Industry's selection of the appropriate
toxicity limit is critical, in maintaining continuity of operations and ensuring that the hazards present for
each shipment are properly communicated (markings, labels, placards, and paperwork) to protect human
health and the environment.
2 A conveyance is a transport vehide which includes all securement devices used for blocking and bracing, such
as pallets, chains, and straps.

<<<PAGE 7>>>

Mr. Lad Falat
January 18, 2018
Page 3
NEI understands that PHMSA issued a formal Letter of Interpretation on this matter in the past, referenced
as 06-0274, which now appears invalidated by the 2015 rulemaking change referenced above. As you are
aware, industry maintained substantial reliance on the prior Letter of Interpretation.
Industry Proposed Solution: NEI requests confirmation from PHMSA on whether the previous Letter of
Interpretation referenced above can still be applied. If this guidance no longer applies, NEI requests a new
Letter of Interpretation (or other official response) that indicates: 1) the current PHMSA position, 2)
additional clarity on whether the contamination limits for low toxicity alpha can be applied to materials
contaminated with enriched uranium and high enrichment uranium and 3) other acceptable exemptions
from the regulations as ably demonstrated in the previous Letter of Interpretation.
Given the rulemaking changes, and inconsistent interpretations between industry and other federal entities,
a validation of or issuance of a new Letter of Interpretation would be both timely and appropriate. With
either option, we are requesting that an official response be expeditiously generated. Without a standing
Letter of Interpretation from PHMSA, industry's current interpretation of the DOT regulations (which may be
overly conservative) could be resulting in unjustified increased regulatory burden for surface contaminated
materials in commerce. Amidst industry's broad day-to-day operating, business, and regulatory compliance
responsibilities in an environment of increased regulation, we must strive to create an atmosphere that
encourages and promotes regulatory clarity and efficiency. Addressing this uncertainty would be a prime
example in fostering those aforementioned objectives. We look forward to your timely response on this
important matter.
If you have any questions about the content of this letter, please contact me, Hilary Lane (hml@nei.org, 202-
739-8148) or Jerry Hiatt (jwh@nei.org, 202-739-8171) of my staff.
Sincerely,
Janet R. Schlueter
c:
Rick Boyle, DOT/PHMSA
Jim Williams, DOT/PHMSA

<<<PAGE 8>>>

Department of Energy
Washington, DC 20585
January 16, 20 I 8
Mr. Rick Boyle
Chief, Radioactive Materials/ Research & Development (PHH-23)
Engineering and Research Division
Pipeline and Hazardous Materials Safety Administration
U.S. Department of Transportation
1200 New Jersey Ave. SE
Washington D.C. 20590-0001
Dear Rick Boyle:
The U.S. Department of Energy (DOE) requests the Department of Transportation (DOT)
concurrence (or comment) with the enclosed, Technical Basis for the Determination of the
Toxicity of Highly Enriched Uranium at the Y-12 National Security Complex, Document No.
RCO/TBD-110, Rev 0, dated October 19,2017. This document forms a technical basis for
uranium-235 (enriched uranium), including the uranium-234 in uranium-235 (enriched
uranium), being considered a low toxicity alpha emitter.
If you have any questions or need more details please call at 301-903-5513 or
james.shuler@em.doe.gov.
I"
James M. Shuler
Manager, DOE Packaging Certification Program
U.S. Department of Energy
Office of Packaging and Transportation
EM-4.24, 270CC - Rm 3113
Washington, DC 20585

<<<PAGE 9>>>

Department of Energy
National Nuclear Security Administration
Production Office
P.O. Box 2050
Oak Ridge , Tennessee 37831
P.O. Box 30030
Amarillo, Texas 79120
January 12, 2018
t-1,,s,4 Nation a l Nuclear Security Administration
MEMORANDUM FOR DR. JAMES SHULER
MANAGER, DOE PACKAGING AND CERTIFICATION
PROGRAM, EM-4.24
FROM: BECKY EDDY ~ ~ry
NUCLEAR MA TEfu~~Nf GER Q
FOR PROGRAMS & PROJECTS
SUBJECT: Request for Assistance and Technical Basis for the Determination of the
Toxicity of Highly Enriched Uranium at the Y-12 National Security
Complex
Recently, there is some debate amongst hazardous material shippers if uranium-234 should be
considered a high toxicity hazard or a low toxicity hazard. The radiological aspects (specific
activity, dose coefficients, dosimetric models) of uranium-234 have been evaluated, and it has
been determined that the Y-12 National Security Complex (Y-12 NSC) will continue to consider
uranium-234 as a low toxicity hazard pending additional clarification from Department of
Transportation (DOT) and based on supporting and scientific analysis. Therefore, I am writing
to request your assistance to formally transmit to DOT the attached "Technical Basis for the
Determination of the Toxicity of Highly Enriched Uranium at the Y-12 National Security
Complex", Document No. RCO/TBD-110, Rev 0, dated October I 9, 2017. This document forms
a technical basis for uranium-235 (enriched uranium), including the uranium-234 in uranium-235
( enriched uranium), being considered a low toxicity alpha emitter.
The Y-12 NSC and other Department of Energy (DOE) uranium production facilities historically
considered all enrichments of uranium to be low toxicity alpha emitters in regards to compliance
with DOT regulations. The domestic and international nuclear fuel production community
operate in a manner where uranium-235 and its small mass percentage of uranium-234 is treated
as a low toxicity alpha emitter. However, regulatory definitions for low-toxicity alpha emitters
are inconsistent amongst international and United States regulations, and 49CFRI 73.403 is
somewhat ambiguous in regards to the toxicity of enriched uranium. To address the ambiguity,
in 201 I, the DOE, Oak Ridge Operations, Science Integrated Support Center, issued a complex-
wide Packaging and Transportation Safety Regulatory Bulletin stating that enriched uranium is
considered a low-toxicity alpha emitter.
Although DOE, International Atomic Energy Agency (IAEA), and Nuclear Regulatory
Commission (NRC) regulations do not define uranium-234 as a low toxicity alpha emitter,
neither do they define uranium-234 as a high toxicity emitter. It should be noted that one source
of confusion for uranium-234 being omitted from the low-toxicity definition where uranium-235
is included, could be the result of implied definition of uranium-235 as enriched uranium in
APPROVED FOR PUBLIC RELEASE
Thi1dooWHDtlm~lleelaa far ...... todle,-Yllfl
•-B•Wh-'"->~ ,ji4,/,s
NP~-¥ri4Jllta CJIIIINr DIii

<<<PAGE 10>>>

Dr. James Shuler -2- January 12, 2018
certain parts of the regulations, where uranium-234 is included as enriched uranium. For
example, 49 CFR 173 .403 ( 1 )(i) - (I )(iii), Definitions - "Uranium - natural, depleted or
enriched" provide an individual definition for natural, depleted and enriched, and 49 CFR
173.403 (2) states "In all cases listed in this definition, a very small mass percentage of uranium-
234 is present." In some cases, reference to uranium-235 may imply enriched uranium, however
it is not stated. This may be the case for the uranium-234 content in uranium-235 (enriched
uranium) unspecified in the low toxicity alpha emitter definition.
Pending a DOT evaluation of enriched uranium as a low toxicity alpha emitter, the Y-12 NSC is
making special accommodations to the company with a differing opinion for which I serve as the
Contracting Officer's Representative. This has resulted in increased cost and schedule to Y-12
NSC operations; therefore, it has become very important to remove ambiguity in the regulations.
I respectfully request your assistance to consult with DOT on this matter and request that DOT
consider the Y-12 NSC technical basis and other technical bases, along with consideration of
how the DOE complex and domestic and foreign commercial uranium processors apply DOT,
NRC and IAEA rules, and furthermore consult with DOE and other interested parties in the
issuance of clarification based on appropriate technical and scientific analysis and identification
of any impacts as applicable.
I look forward to working with you to resolve this matter. If you have any questions or require
additional information, please contact me at (865) 576-4119 or becky.eddy@npo.doe.gov.
Attachment:
RCO/TBD-110, Rev. 0
cc w/attachment
M. Padilla, NPO-70
J. Armstrong, NPO-70
E. Hogan, NPO-70
S. Morris, NPO-60
M. Hitson, NPO-60
K. Kleinhans, CNS
Charlie Irons, CNS

<<<PAGE 11>>>

QGC\ NS I consolidated
1\\. nuclear security, lie
lY" f ,\ ~·t~ "1.lf<4 I I• •' •
. ,, 1: ..
•,111 -,. : ,1,; ·, ~~,,., .. ,,.
RCO/TBD-110, Rev. 0
Consolidated Nuclear Security, LLC
Y-12 National Security Complex
Radiological Control Organization
Technical Basis Document
Technical Basis
For
The Determination of the Toxicity of Highly Enriched Uranium
At The Y-12 National Security Complex
October 19, 2017

<<<PAGE 12>>>

RCO/TBD-110, Rev. 0
Technical Basis
For
The Determination of the Toxicity of Highly Enriched Uranium
At The Y-12 National Security Complex
October 19, 2017
Digitally signed by Kyle R (KRP) Kleinhans
Ky e R KRP) K e,n ans ou= Y-12NationalSecurityComplex,ou=CAs,ou=people,
I ( I . h ON: c=US, o=U.S. Government, ou=Department of Energy,
cn=Kyle R (KRP) Kleinhans
Date: 2017.10.1912:50:35 -04'00'
Prepared by:-------------------------
K.R. Kleinhans, CHP, Radiological Engineer
Digitally signed by Jelf,y T (QJF) Bruner
e ry r u n e r ou=Y-12 National security Complex, ou=CAs. ou=people,
J ff T (QJ F) B DN: c=US,o=U.S.Govemment,ou=DepartmentofEnergy,
cn=Jeffry T (QJF) Bruner
Approved by: ______________ o._te:_20_11_.10 __ 24_,_,,04_:0_ 1 _-04_·00_ ·
______ _ _
J.T. Bruner, CHP, Radiological Engineering Manager
Prepared by the
Radiological Control Organization
Y-12 National Security Complex
Oak Ridge, Tennessee 37831
managed by
Consolidated Nuclear Security, LLC
for the
U.S. DEPARTMENT OF ENERGY

<<<PAGE 13>>>

TABLE OF CONTENTS
1.0 EXECUTIVE SUMMARY .................................................................................................... 4
2.0 INTRODUCTION ................................................................................................................ 4
3.0 PREVIOUS DEPARTMENT OF ENERGY DIRECTION .................................................... 6
4.0 DEFINITION OF LOW TOXICITY ALPHA EMITTERS ....................................................... 6
5.0 SPECIFIC ACTIVITY .......................................................................................................... 7
6.0 DOSE CONVERSION FACTORS FROM ICRP 119, COMPENDIUM OF DOSE
COEFFICIENTS BASED ON IRCP PUBLICATION 60 ....................................................... 7
7.0 SUMMARY ......................................................................................................................... 8
8.0 REFERENCES ................................................................................................................... 8

<<<PAGE 14>>>

Technical Basis for RCOff'BD-11 O
The Determination of the Toxicity of
Highly Enriched Uranium At The Y-12 National Security Complex
1.0 EXECUTIVE SUMMARY
Regulatory definitions for low-toxicity alpha emitters are inconsistent amongst international and
United States regulations. There is some debate amongst hazardous material shippers if
Uranium-234 should be considered a high toxicity hazard or a low toxicity hazards. The
radiological aspects (specific activity, dose coefficients, dosimetric models) of Uranium-234
have been evaluated and it has been determined that Y-12 will consider Uranium-234 as a low-
toxicity hazard.
2.0 INTRODUCTION
Y-12 has historically considered all enrichments of uranium to be low toxicity alpha emitters in
regards to compliance with DOT regulations. The DOT regulations, specifically 49CFR173.403
are somewhat ambiguous in regards to the toxicity of Highly Enriched Uranium (HEU). As can
be seen from Figure 2-2 from DOE-STD-1136-2009, Guide to Good Practice for Occupational
Radiological Protection in Uranium Facilities, by about 1 wt% the U-234 alpha activity exceeds
50% of the total alpha activity. Between 10 wt% and 20 wt%, the U-234 alpha activity accounts
for approximately 50% - 70% of the total alpha activity. Therefore in all HEU, defined as
greater than 20 wt%, the toxicity of the U-234 would determine the toxicity of the uranium.
October 19, 2017 Page 4 of 8 Rev. O

<<<PAGE 15>>>

Technical Basis for RCOff BD-110
The Determination of the Toxicity of
Highly Enriched Uranium At The Y-12 National Security Complex
DOE-STD-1136-2009
Guide of Good Practice~ for Occupational Radlologiul Protection in Uranium Facilltie~
Figure 2-2. % Total Radloacth1~· by hotope n. % Wright 215uEnrkbment
Calculat~d fi-om SA= (0.4 + 0.38E+o.0034E1104 Cl/g (pwous difflHioa proc"5)
(1''RC Rrg GulM 8.11)
1111
I
,_....
v
.,
70
lO
2D
ID
-
October 19, 2017
Page 5 of 8 Rev. O

<<<PAGE 16>>>

Technical Basis for RCO/TBD-110
The Determination of the Toxicity of
Highly Enriched Uranium At The Y-12 National Security Complex
3.0 PREVIOUS DEPARTMENT OF ENERGY DIRECTION
In October 2011 , the U.S. Department of Energy/Oak Ridge Operations, Science Integrated
Support Center, published a Packaging and Transportation Safety Regulatory Bulletin that
stated enriched uranium is considered a low-toxicity alpha emitter. This analysis recognized the
lack of harmonization between international and United States transportation regulation, and
based its interpretation on technical references.
4.0 REGULATORY DEFINITIONS OF LOW TOXICITY ALPHA EMITTERS
IAEA Specific Safety Requirements {SSR-6), Regulations for the Safe Transport of Radioactive
Material:
227.Low toxicity alpha emitters are: natural uranium, depleted uranium, natural thorium,
uranium-235, uranium-238, thorium-232, thorium-228 and thorium-230 when contained in ores
or physical and chemical concentrates; or alpha emitters with a half-life of less than 1 O days.
IAEA Specific Safety Guide (SSG-26), Advisory Material for the IAEA Regulations for the Safe
Transport of Radioactive Material:
227 .1 . The identification of low toxicity alpha emitters is based on the specific activity of the
radionuclide (or the radionuclide in its 'as shipped' state). For a nuclide with a very LSA, its
intake cannot, because of its bulk, be reasonably expected to give rise to doses approaching
the dose limit. The radionuclides U-235, U-238 and Th-232 have specific activities four to eight
orders of magnitude lower than Pu-238 or Pu-239 (4 x 103 to 8 x 104 Bq/g as opposed to 2 x
109 to 6 x 1011 Bq/g). Although Th-228 and Th-230 have specific activities comparable to those
of Pu-238 and Pu-239, they are only allowed as 'low toxicity alpha emitters' when contained in
ores and physical and chemical concentrates, which inherently provides for the low activity
concentration required.
49CFR 173.403 ( current as of July 21, 2017)
Low toxicity alpha emitters means natural uranium; depleted uranium; natural thorium; uranium-
235 or uranium-238; thorium-232; thorium-228 and thorium-230 when contained in ores or
physical and chemical concentrates; and alpha emitters with a half-life of less than 1 O days.
October 19, 2017 Page 6 of 8 Rev. O

<<<PAGE 17>>>

Technical Basis for RCO/fBD-110
The Determination of the Toxicity of
Highly Enriched Uranium At The Y-12 National Security Complex
5.0 SPECIFIC ACTIVITY
Based upon use of the specific activity in the definition of Low Toxicity Alpha Emitters in IAEA
SSG-26, the specific activity of both 20 wt% and 93 wt% uranium have specific activities three
to six orders of magnitude lower than Pu-238 or Pu-239 and would be considered low toxicity
alpha emitters.
Nuclide T,12 Specific
(Years) Activity (Bqlg)
Pu-238 87.74 6E+11
Pu-239 24065 2E+09
Th-232 1.405E+01 4E+03
LEU (20 wt%) NIA 4E+05
HEU (93 wt%} NIA 2E+06
U-235 703.8E+06 8E+04
U-238 4.468E+09 1E+04
The specific activity for the individual radionuclides were calculated from the half-
lives published in ICRP 119. The specific activity for the two enrichments of
uranium were calculated from the formula Specific Activity of Enriched Uranium
= (0.4 + 0.38E + 0.0034E2)10-6 Ci/g, where E = percent enrichment~ 0.72 from
DOE-STD-1136-2017, Good Practices for Occupational Radiation Protection in
Uranium Facilities.
6.0 DOSE CONVERSION FACTORS FROM ICRP 119, COMPENDIUM OF DOSE
COEFFICIENTS BASED ON ICRP PUBLICATION 60
As demonstrated by ICRP 119, Table A 1, Effective dose coefficient for ingested and inhaled
(AMAD = 1 and 5 µm) particulates by workers, and Table G.1 . Effective dose coefficients for
inhalation of radionuclides by members of the public, the effective dose coefficients for the U-
234 is slightly higher than both U-235 and U-238 but at least an order of magnitude less than
that for Th-232. Th-232, not as an ore, is considered a low toxicity alpha emitter, therefore U-
234 would also be considered as a low toxicity alpha emitter based upon the effective dose
coefficients found in IRCP 119.
Tab A 1 Eff
ffi . tf td d"hld rf It f k
le .. ect1ve d osecoe c1en or mges e an m a e pa 1cu a es orwor ers.
Effective Dose Coefficient (SvlBQ} Inhalation
Nuclide AMAD 1µm AMAD 5µm
F M s F M s
Th-232 - 4.2E-05 2.3E-05 - 2.9E-05 1.2E-05
U-234 5.5E-07 3.1E-06 8.5E-06 6.4E-07 2.1E-06 6.8E-06
U-235 5.1E-07 2.8E-06 7.7E-06 6.0E-07 1.8E-06 6.1E-06
U-238 4.9E-07 2.6E-06 7.3E-06 5.8E-07 1.6E-06 5.7E-06
October 19, 2017 Page 7 of 8 Rev. O

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Technical Basis for RCO/TBD-110
The Determination of the Toxicity of
Highly Enriched Uranium At The Y-12 National Security Complex
Table G.1. Effective dose coefficients for inhalation of radionuclides for adult members
of the public.
NUCLIDE Effective Dose Coefficient
(Sv/Bq) Inhalation (AMAD 1 um}
Tvoe F M s
Th-232 1.1 E-04 4.SE-05 2.SE-05
U-234 5.6E-07 3.SE-06 9.4E-06
U-235 5.2E-07 3.1 E-06 8.SE-06
U-238 5.0E-07 2.9E-06 8.0E-06
7.0SUMMARY
IAEA SSG-26 bases the definition of Low Toxicity alpha emitters on the specific activity and the
dosimetric aspects of an intake of the material. Highly enriched uranium will be considered a
low toxicity alpha emitter based on our evaluation of both components of this definition.
8.0 REFERENCES
• DOE-STD-1136-2009, DOE Standard, Guide of Good Practices for Occupational
Radiological Protection in Uranium Facilities (July 2009)
• DOE-STD-1136-2017, Good Practices for Occupational Radiation Protection in Uranium
Facilities.
• DOE/OAK RIDGE PACKAGING AND TRANSPORTATION SAFETY REGULATORY
BULLETIN, OCTOBER 2011 .
• IAEA Specific Safety Requirements (SSR-6), Regulations for the Safe Transport of
Radioactive Material
• IAEA Specific Safety Guide (SSG-26), Advisory Material for the IAEA Regulations for
the Safe Transport of Radioactive Material
• ICRP, 2012. Compendium of Dose Coefficients based on ICRP Publication 60.ICRP
Publication 119
• 49CFR173.403 (current as of July 21, 2017)
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