# Mondi Group — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 18-0050
- **title:** Mondi Group — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2018-09-13
- **effective on:** Not available
- **summary:** 18-0050 response to Mondi Group concerning 178.521.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-18-0050.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-18-0050.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-18-0050
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/68461/180050.pdf
**body:**

<<<PAGE 1>>>

SEP 1 3 2018
U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
Mike Iannelli
Technical Manager
Mondi Group
1310 Saybrook Crossing
Thompsons Station, 1N 3 7179
Reference No. 18-0050
Dear Mr. Iannelli:
This letter is in response to your March 28, 2018, email and subsequent phone conversations
requesting clarification of the Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180)
applicable to the location of the water-resistant ply in a 5M2 paper bag design. Specifically, you
provide the following example and ask whether it is in compliance with § 178.521 (b )(2):
1. Next to product: 2-millimeter low density polyethylene
2. Kraft Paper
3. Kraft Paper coated with polyethylene
4. Kraft Paper
The design standards for a 5M2 bag require at least three plies made of "a suitable kraft paper, or
of an equivalent paper" in accordance with § 178.521 (b )(1 ). Section 178.521 (b )(2) states that a
5M2 bag of three plies must be made waterproof by the use of a water-resistant ply as the ·
outermost ply. However, a bag of four plies or more must be made waterproof by the use of
either a water-resistant ply as one of the two outermost plies or a water-resistant barrier made of
a suitable protective material between the two outermost plies. The HMR do not define "plies."
A 5M2 paper bag may include plies made out of other materials provided there are at least three
plies made out of a material equivalent to a suitable Kraft Paper. Therefore, the bag described in
your letter is a four-ply bag. It is the opinion of this Office that if the polyethylene coated ply-
which you described as one of the two outermost plies-is water-resistant, your bag construction
meets the design standards in § 178.521 (b )(2).
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
~psY'~~
T. Glenn Foster
Chief, Regulatory Review and Reinvention Branch
Standards and Rulemaking Division

<<<PAGE 2>>>

January, Ikeya CTR (PHMSA)
From: INFOCNTR (PHMSA)
Sent:
To:
Thursday, March 29, 2018 1:21 PM
Hazmat Interps
Subject: FW: Request for Clarification
lkeya and Alice,
Below in a request for a letter of interpretation. Mr. Lannelli spoke with Eugenio. Let me know if you have any questions.
Thanks,
Jodi
From: Iannelli Mike (US, Atlanta) [mailto:MIKE.IANNELLl@mondigroup.com]
Sent: Wednesday, March 28, 2018 6:30 PM
To: INFOCNTR (PHMSA) <INFOCNTR.INFOCNTR@dot.gov>
Subject: Request for Clarification
I would like to request a formal notification that the following construction does not meet the requirements of title 49
CFR
178.521 Standards for Paper Bags.
We have been informed by our customer, operating in Europe, that the following construction is acceptable in Europe as
a 5M2 construction. Based on our interpretation of the 178.521 along with the published interpretations, we do not
believe this construction is in compliance with 49 CFR 178.521 and Mondi Bags USA is currently unwilling to certify a
package with this construction.
Please confirm that we are correctly interpreting the following construction as not in compliance.
Ply 1 (next to product) 2 mil Low De'nsity Polyethylene
Ply 2 Kraft Paper
Ply 3 Kraft Paper coated with polyethylene
Ply 4 (outer ply)
Kraft Paper
Best Regards,
Mike
Mike Iannelli
Technical Manager
Industrial Bags
Mondi
131 O Saybrook Crossing
Thompsons Station, TN 37179
Tel: 503-360-7078
Mobile: 503-360-7078
Email: mike.iannelli@mondigroup.com
www.mondigroup.com
1

<<<PAGE 3>>>

Lehman, Victoria (PHMSA)
From:
Sent:
To:
Subject:
Iannelli Mike (US, Atlanta) <MIKE.IANNELLI@mondigroup.com>
Wednesday, April 11, 2018 5:06 PM
Lehman, Victoria (PHMSA)
RE: 5M2 letters of interpretation
Good afternoon Ms. Lehman,
It was a pleasure to discuss this topic yesterday, and thank you for being responsive to my question.
Thank you for sending the copies of the interpretations, as this matches the ones I have on file. I have enclosed in red
and in brackets additional comments/ questions below regarding the section cited.
The letter that causes the most confusion in my mind is the 00-0191 response letter which appears to be not unclear
verses other letters. The 95-0309 letter appears to be very clear in confirming the bag referenced as a 4 ply bag. Since
the 1990's, the industry has used the 95-0309 letter as the basis for counting plys and intern determining where the
water resistant ply should be located to comply with §178.521. Based on the 95-0309, the industry has counted paper
plys in order to determine if a bag is 3 ply or 4 ply and not considered film to be a ply counted. If film is now counted as
an equivalent paper ply, this could signal a large change in how bags are constructed in the industry.
With respect to my original question sent on 3/28/18, I believe the construction to not be in compliance based on this
being considered a three ply bag and the position of the water resistant ply not being the outer ply.
Please contact me with additional questions concerning my original questions or comments.
Sincerely,
Mike
Mike Iannelli
Technical Manager
Industrial Bags
Mondi
Tel: 503-360-7078
Mobile: 503-360-7078
From: Lehman, Victoria (PHMSA) [mailto:victoria.lehman@dot.gov]
Sent: Tuesday; April 10, 2018 4:30 PM
To: Iannelli Mike (US, Atlanta)
Subject: SM2 letters of interpretation
Good afternoon Mr. Iannelli,
Thanks for taking time to discuss SM2 bag letter on your commute. Attached are the previous interpretations
PHMSA/RSPA have issued. The following list includes excerpts:
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Q1. Does the statement in§ 178.521(b}(2} in reference to the number of plies only mean paper plies, or does it
also include plastic film plies which may be used in combination with paper plies?
1

<<<PAGE 4>>>

Al. The "UN5M2" multi-wall bag must be made of suitable kraft paper or an equivalent paper with at least three
plies. To prevent the entry of moisture, a plastic film ply may be used as a waterproof ply or water-resistant
barrier in combination with paper plies as prescribed§ 178.521(b)(2). [Kraft paper refers to a specific grade of
paper typically used in a multiwall bag. The statement "or an equivalent paper", I believe this is in reference to
other paper grades such as liner board grade. However, does the answer in Al suggest that a "film" ply could be
a substitute to a paper ply if used as a waterproof ply? ]
Q2. Is the plastic film ply considered a separate ply if it is laminated or bonded in some way to a paper ply, or is
it only considered a separate ply if it is free and not bonded to a paper ply?
A2. A plastic film ply bonded or larninated to the inner surface of a three ply bag as a waterproof ply or barrier
would be considered a separate ply. [This answer appears to agree with the June 30, 1995 response to Mr.
Jimmy Druey, in which Edward Mazzulo responded that "The bag described is a four ply bag". In Mr. Druey's
question, the construction had 3 mil linear low density plastic film ply laminated to the third paper ply. Mr.
Mazzulo refers to the combination of the 3 mil film ply laminated to paper collectively as the third ply. This
would appear to support that a film/paper lamination is "one ply" and not "two plys".]
Q3. Is a bag constructed of a plastic film inner ply laminated to a ply of kraft paper having an outer ply of water-
resistant kraft paper considered a three ply "UN5M2" bag.
A3. Yes, provided the bag complies with all other requirements of§ 178.521 and meets the testing
requirements of Subpart M of Part 178. [The question (Q3) is not listed verbatim as asked by Mr. Ruebush who
asks if a third ply of paper necessary at the end of his original question. The response by Mr. Billings appears to
authorize a bag with two paper plys and a film ply to be acceptable based on the altered phrasing of the original
question. Mr. Billings does state that it must also meet requirements of§ 178.521 so it is unclear if he is
referring to the need for an additional paper ply as asked by Mr. Ruebush. If the response supports only two
paper plys, this appears to be opposed to the wording in §178.521(1) Standards for Paper Bags, which states
that "Bags must be made of a suitable kraft paper, or of an equivalent paper with at least three plies."
95-0309
13-0197
This is in response to your June 15, 1995 fax to Ms. Susan Murphy, asking whether your bag construction
complies with the standards for a UN 5M2 paper bag. The bag you described is a four ply bag. The two
innermost plies are kraft paper. The third ply is 3 mil linear low density plastic laminated to paper. The plastic
side of the third ply faces inward, toward the product. The outermost ply is kraft paper.
It is our, opinion that the bag you described meets the requirement in 49 CFR 178.521(b)(2) that "a bag of four
plies or more must be made waterproof by the use of either a waterresistant ply as one of the two outermost
plies or a waterresistant barrier made of a suitable protective material between the two outermost plies."
Provided the bag complies with all other requirements of 49 CFR 178.521, and meets the testing requirements
of Subpart M of Part 178, the bag may be marked as a UN 5M2 paper bag. [In the first paragraph of the response
by Mr. Mazzullo, he states clearly and in no uncertain terms that "The bag you described is a four ply bag." This
is consistent with the interpretation used for years in the industry.]
In your email you describe the bag as three-plied, with a paper ply innermost layer coated with a water-
resistant polymer facing inward (towards the product), a middle paper ply layer, and an outermost layer of
paper ply having a water-resistant polymer coating facing inward ... The requirements for DOT specification 5M2
paper bags in § 178.521 do not specify the orientation (i.e. inward or outward facing) of the water-resistant
coating on the outermost. [I do not have questions regarding this letter.]
02-0030
It is the opinion of this Office that for purposes of§ 178.521, UN 5M2 bag, the term "water resistant" means
"waterproof". Wet strength paper which does not resist the penetration of water is not suitable for use as a
water resistant barrier. [No issues]
95-0311
2

<<<PAGE 5>>>

The exemption to which you refer, addressing a stitched top closure, is not inconsistent with SM2 standards; it
permits a departure only from 5M2 requirement for waterproof seams and closures.
Please let me know if you have additional questions or information for us.
Respectfully,
Victoria Lehman
Transportation Specialist- Regulatory Review & Reinvention (PHH- 12)
U.S. Department of Transportation (U.S. DOT)
Pipeline and Hazardous Materials Safety Administration (PHMSA)
Office of Hazardous Materials Safety (OHMS)
East Building, 2nd Floor (E24-408)
1200 New Jersey Ave., SE
Washington, D.C. 20590
(202) 366-91281 victoria.lehman@dot.gov I http://phmsa.dot.gov/hazmat I Follow PHMSA on Twitter
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3

<<<PAGE 6>>>

...
"
. o
U.S. Department
of Transportation
Research and
Special Programs .
Administration
400 Seventh St., S.W.
Washington, D.C. 20590
JAN - 2 2001
Mr. Richard Ruebush
International Paper
P .0. Box 4687
Spartanburg, SC 29304-5687
Ref. No. 00-0191
Dear Mr. Ruebush:
This is in response to your letter dated July 10, 2000, regarding construction of "UNSM2" paper bags
of three plies and four plies authorized in§ 178.52l(b)(2) of the Hazardous Materials Regulations
(HMR; 49 CFR Parts 171-180). You state the multi-wall bags are sometimes constructed either with
plastic film plies · or plastic film plies laminated to paper plies with adhesives, either with all over adhesive
coverage or stripes of adhesive.
Your questions are paraphrased and answered as follows:
Q 1. Does the statement in § 178.521 (b )(2) in reference to the number of plies only mean paper
plies, or does it also include plastic film plies which may be used in combination with paper
plies?
Al. The" UNSM2" multi-wall bag must be made of suitable kraft paper or an equivalent paper with
at least three plies. To prevent the entry of moisture, a plastic film ply may be used as a
waterproof ply or water-resistant barrier in combination with paper plies as prescribed
§ 178.52l(b)(2).
Q2. Is the plastic film ply considered a separate ply if it is laminated or bonded in some way to a
paper ply, or is it only considered a separate ply ifit is free and not bonded to a paper ply.
A2. A plastic film ply bonded or laminated to the inner surface of a three ply bag as a waterproof
ply or barrier would be considered a separate ply.

<<<PAGE 7>>>

' ,
Q3. Is a pag constructed of a plastic film inner ply laminated to a ply of kraft paper having an outer
ply of water-resistant kraft paper considered a three ply "UNSM211 bag.
A3. Yes, provided the bag complies with all other requirements of§ 178.521 and meets the testing
requirements of Subpart M of Part 178.
I hope this satisfies your inquiry. If we can be of further assistance, please contact us.
Sincerely, nt/d+
Delmer F. Billings
Chief, Standards Development
Office of Haz.ardous Materials Standards

<<<PAGE 8>>>

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INTERNATIONAL@ PAPER
CUSTOMER RESOURCE CENTER
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P.o . BOxs687 Oo- o Ja (
SPARTANBURG, SC 29304-5687 I
PHONE: 864-596-7140
FAX:864-596-7175
July 10, 2000
U.S. Department of Transportation
Research and Special Programs Administration
400 Seventh Street, S.W.
Washington, D.C. 20590-0001
Office of Hazardous Materials Standards DHM-10:
I have some questions about 5M2 paper bags as mentioned in 49 CFR 178.52l(b)(2). My questions are in
reference to the statements about bags of three plies and bags of four plies or more.
Multiwall bags are sometimes constructed either with plastic film plies between paper plies or plastic film
plies laminated to paper plies with adhesives, either with all over adhesive coverage or stripes of adhesive.
1. Does the statement about the number of plies only mean paper plies or does it also include plastic :film
plies which may be in combipation with the paper plies?
2. Is the plastic film ply conside,red a separate ply if it is laminated or bonded in some way to a paper ply
or is it only considered a separate ply if it is free and not bonded to a paper ply?
3. Is a bag construction such as a plastic :film inner ply laminated to a ply of kraft paper having an outer
ply of water resistant kraft paper considered a three ply 5M2 bag or is it necessary to have a third ply
of paper?
I would be grateful if you can provide some clarification on these issues for me. Please contact me if you
need more information at 864-596-7159 or at the address on the letterhead
Regards,
~~
Richard Ruebush
DOT Packaging Coordinator
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