# Evonik Corporation — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 18-0147
- **title:** Evonik Corporation — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2019-04-18
- **effective on:** Not available
- **summary:** 18-0147 response to Evonik Corporation concerning 171.23, 171.8, 172.101, 172.203, 172.322.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-18-0147.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-18-0147.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-18-0147
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/71186/180147.pdf
**body:**

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0
U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
April 18, 2019
Robert Miller
Manager - Transportation Safety
Evonik Corporation
299 Jefferson Road
Parsippany, NJ 07054
Reference No. 18-0147
Dear Mr. Miller:
This letter is in response to your November 8, 2018, letter requesting clarification of the
Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to the shipment of
marine pollutants.
We have paraphrased and answered your questions as follows:
Q 1. You note that § 1 71.23 (b )(7) lists requirements for specific materials transported under
the International Maritime Dangerous Goods (IMDG) Code. You add that§ 171.23(b)(7)
requires that, except for marine pollutants transported in accordance with the IMDG
Code, marine pollutants transported in bulk packages must meet the shipping paper
requirements in § 172.203(1) and the marking requirements in § 172.322. You ask the
rationale for this section referring only to bulk packages and not non-bulk packages.
Al. The provisions of§ 171.23(b)(7) are intended to address marine pollutants transported in
accordance with standards other than the IMDG Code authorized in Subpart C of Part
171. Therefore, a bulk package containing a marine pollutant transported in accordance
with a standard other than the IMDG Code is subject to the requirements of§ 172.203(1)
and§ 172.322. For example, a bulk package containing a marine pollutant transported in
accordance with the International Civil Aviation Code (ICAO) Technical Instructions
(TI) must to be marked with the MARINE POLLUTANT mark on at least two opposing
sides even though is not a requirement of the ICAO TI. In addition, the provisions of
§ 171.23(b)(7) only contemplate bulk packages as non-bulk packages are not subject to
the above requirements when transported by modes other than vessel. When all or part of
transportation is by vessel, the non-bulk packages would be required to be transported in
accordance with the IMDG Code or HMR.

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Q2. A2. You ask if "transported in accordance with the IMDG Code" means that a material
shipped to the United States as "not regulated" due to it not being a marine pollutant
under Section 2.9.3.4 of the IMDG Code is not subject to the HMR when transported
under the IMDG Code.
A material or solution that meets the definition of a marine pollutant in§ 171.8 of the
HMR but does not meet the criteria for a marine pollutant as provided in Sections 2.9.3.3
and 2.9.3.4 of the IMDG Code may be excepted from the requirements of the HMR as a
marine pollutant if that exception is approved by the Pipeline and Hazardous Materials
Safety Administration's Associate Administrator for Hazardous Materials Safety (see
§ 172.101, appendix B, paragraph 5).
Sincerely,
~~~
T. Glenn Foster
Chief, Regulatory Review and Reinvention
Standards and Rulemaking Division
2

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Dodd, Alice (PHMSA)
From:
Sent:
To:
Subject:
Attachments:
INFOCNTR (PHMSA)
Tuesday, November 13, 2018 10:44 AM
Hazmat Interps
FW: Request for Clarification on Inbound Marine Pollutants
Request for Clarification on Inbound Marine Pollutants.pdf
Follow Up Flag: Follow up
Flag Status: Flagged
Hello Alice and lkeya,
Attached is a request for a letter of interpretation on marine pollutants.
Thanks,
Jonathon, HMIC
From: Miller, Robert [mailto:robert.miller@evonik.com]
Sent: Thursday, November 08, 2018 2:32 PM
To: INFOCNTR (PHMSA) <INFOCNTR.INFOCNTR@dot.gov>
Cc: Neureiter, Roland <roland.neureiter@evonik.com>
Subject: Request for Clarification on Inbound Marine Pollutants
Greetings,
Attached please find a letter requesting clarification on the classification on inbound marine pollutants.
Thanks,
Rob
Robert Miller
Manager - Transportation Safety
ESHQ Services North America
Phone + 1 973 929 8059
Fax +1 973 929 8040
Cell +1 973 202 3038
robe rt. mi ller@evoni k. com
Evoliik Corporation
7201 Hamilton Blvd.
Allentown, PA 18195, USA
http: / /www.evonik.com
This message and any attachments are the property of Evonik Industries and its subsidiaries, are confidential, and may be privileged or otherwise protected from
disclosure. This message is intended solely for the use of the addressee. If you receive this e-mail in error, please telephone or e-mail the sender and delete this
message and any attachments from your system. If you are not the intended recipient you are strictly prohibited from disclosing, copying, distributing or using any of this
information.
1

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Standards and Rulemaking Division
Pipeline and Hazardous Materials Safety
Administration
Attn : PHH-10
U.S. Department of Transportation
East Building
1200 New Jersey Avenue, SE.
Washington, DC 20590-0001
November 8, 2018
Evonlk Corporation
299 Jefferson Road
Parsippany, NJ 07054
www.evonik.com
Phone + l 973-929-8059
Fax + l 973-929-8040
Cell + l 973-202-3038
Robert. mi ller@ evonik.com
RE: Request for Clarification on Inbound Marine Pollutants
Dear Madam / Sir:
We are seeking guidance and interpretation regarding
non-bulk marine pollutants shipped to the US.
When foreign shippers are sending material to the US,
171.23 lists requirements for specific materials and
· packagings transported under the IMDG Code. Specifically,
l 71.23(b)(7) requires that except for marine pollutants
transported in accordance with the IMDG Code, marine
pollutants transported in bulk packages must meet the
shipping paper requirements in § l 72.203(1) and the package
marking requirements in §172.322. This does not include
marine pollutants in non-bulk packages. What is the reason
and benefit for only referring to bulk packages and not non-
bulk? Does this mean that marine pollutants that are not
transported in accordance with the IMDG Code are not
subject to l 72.203(1) and l 72.322?
An example would be if a material was shipped to the U.S. as
"not regulated" due to it not being a marine pollutant acc. to
2.9.3.4 IMDG Code, however, being a marine pollutant
according to App. B to § l 72. l 01, when shipped to the U.S.
Page l of 2

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in non-bulk packages, l 71 .23(b)(7) infers this would be "not
regulated" by sea and US land transportation as well because
only bulk is mentioned and required to follow l 72.203(1) and
l 72.322.
Additionally, is it possible that the underlined clause
"transported in accordance with the IMDG Code" means that
a material shipped to the U.S. as "not regulated" due to it not
being a marine pollutant acc. to 2.9.3.4 IMDG Code is not
subject to the CFR 49, as well, because it is transported in
accordance with the IMDG Code, i.e. not regulated based on
the provision and criteria of the IMDG Code?
Therefore, we ask for further explanation on this issue.
Any guidance and interpretation would be greatly
appreciated.
Thank you for your time and guidance.
Sincerely yours,
tirltl/
Robert Miller
Manager - Transportation Safety
Product Regulatory Services
USA
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