# Packgen — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 20-0076
- **title:** Packgen — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2020-11-18
- **effective on:** Not available
- **summary:** 20-0076 response to Packgen concerning 171.8, 173.25, 177.834, 178.801, 178.803.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-20-0076.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-20-0076.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-20-0076
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/74556/200076.pdf
**body:**

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
November 16, 2020
Russell Keith
Packgen
65 First Flight Drive
P.O. Box 1970
Auburn, ME 04211
Reference No. 20-0076
Dear Mr. Keith:
This letter is in response to your September 11, 2020, email requesting clarification of the
Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to a flexible
intermediate bulk container (IBC). You ask several questions regarding the flexible IBC testing
and handling requirements when flexible IBCs are transported on pallets in commerce.
Specifically, you ask the questions with regard to a flexible IBC that has been successfully tested
without securely attaching it to a base pallet.
We have paraphrased and answered your questions as follows:
Q1. You ask whether the container (e.g., the flexible IBC) may be placed onto a base pallet
for ease of handling in transport.
A1. The answer is yes.
Q2. You ask whether the flexible IBC may be placed on a base pallet without any means of
secure attachment.
A2. The answer is yes; however, for purposes of transportation, packages must be secured.
For example, for motor vehicle transportation, any package containing a hazardous
material not permanently attached to a motor vehicle must be secured against shifting,
including relative motion between packages, within the vehicle on which it is being
transported under conditions normally incident to transportation (see § 177.834(a)).
Q3. You ask whether the flexible IBC may be securely attached to a base pallet, via
mechanical device nails, staples, strapping, or stretch wrapping.

<<<PAGE 2>>>

A3. The answer is yes. Securely attaching the flexible IBC to a base pallet with mechanical
device nails, staples, strapping, or stretch wrapping is not prohibited as long as the
attachment does not affect compliance with general and specification packaging
requirements in Parts 173 and 178 of the HMR, and provided such securement methods
do not permanently secure the flexible IBC to a base pallet. In the instance where the
flexible IBC is permanently secured to a base pallet, it would likely be considered a new
design type subject to further testing.
Q4. You ask whether any of the methods of securing the flexible IBC to a base pallet (e.g.,
mechanical device nails, staples, strapping, or stretch wrapping) constitute an “overpack”
as defined in § 173.25.
A4. The answer is yes. For purposes of the HMR, and as defined in § 171.8, an “overpack”
means an enclosure that is used by a single consignor to provide protection or
convenience in handling of a package or to consolidate two or more packages. An
example of an overpack is a package placed or stacked onto a load board (i.e., a pallet)
and secured by strapping, shrink wrapping, stretch wrapping, or other suitable means
(emphasis added). Please note that securement methods that would permanently secure
the flexible IBC to a base pallet would not be considered an overpack. Permanently
securing the flexible IBC to a base pallet would likely be considered a new design type
and would require further testing.
Q5. You ask whether the act of securely attaching a flexible “13HX” IBC to a base pallet
requires the packaging to be fully tested with a base pallet.
A5. The answer is dependent on certain factors (see answer A3). In accordance with
§ 178.801(d), the packaging manufacturer must achieve successful test results for the
design qualification testing at the start of production of each new or different IBC design
type. The service equipment selected for this design qualification testing shall be
representative of the type of service equipment that will be fitted to any finished IBC
body under the design.
Furthermore, in accordance with § 178.803, flexible IBCs must undergo the vibration, top
lift, stacking, drop, topple, righting, and tear tests. Note that flexible IBCs are neither
subject to the bottom lift test nor are they subject to the top lift test if not designed to be
top lifted. However, as indicated in answer A3, securely attaching a base pallet to the
flexible IBC is not prohibited within the HMR, but further testing of the flexible IBC may
be required depending on the manner of attachment.
Q6. You ask whether the act of placing a flexible “13HX” IBC on a pallet without attachment
to a base pallet requires the packaging to be fully tested with a base pallet.

<<<PAGE 3>>>

A6. The answer is no. Also, see answer A5.
Q7. When testing is required, you ask whether the complete suite of tests (i.e., vibration,
bottom lift, top lift, stacking, drop, topple, righting, and tear) is required or only the
bottom lift test.
A7. See answer A5.
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
Dirk Der Kinderen
Chief, Standards Development Branch
Standards and Rulemaking Division

<<<PAGE 4>>>

Baker
20-0076
From: INFOCNTR (PHMSA)
To: Subject: Date: Dodd, Alice (PHMSA); Hazmat Interps
FW: Questions about pallets and IBCs
Wednesday, September 16, 2020 11:57:55 AM
Attachments: 2020 Pallet Interpretations.pdf
Dear Alice,
Please see attached for a letter of interpretation request. Please contact our office with any
questions.
Thank you,
Sarah (HMIC)
From: Russ Keith [mailto:rkeith@packgen.com]
Sent: Friday, September 11, 2020 8:17 PM
To: INFOCNTR (PHMSA) <INFOCNTR.INFOCNTR@dot.gov>
Subject: Questions about pallets and IBCs
CAUTION: This email originated from outside of the Department of Transportation (DOT). Do not click on links or
open attachments unless you recognize the sender and know the content is safe.
Dear Sirs / Madams:
Attach is a PDF document with several questions regarding the use of base pallets in
conjunction with Flexiable packagings. Should this not be the correct station please contact
me so that I may direct the questiond to the proper people.
Regards,
Russell Keith
Sr. Engineer
Manufacturing / Development
packgen
Email: rkeith@packgen.com
Tele: 207-784-4195 (x214)
Fax: 207-777-3178
Privileged/Confidential Information may be contained in or attached to this message. If you
are not the addressee indicated in this message (or responsible for delivery of the message
to such person), you may not copy or deliver this message or attachments to anyone. In
such case, you should destroy this message and notify the sender by reply email. Opinions,

<<<PAGE 5>>>

conclusions and other information in this message that do not relate to the official business
of Packgen shall be understood as neither given for endorsed by it.
- **truncated:** false
- **body characters:** 6608
