# Entergy Operations Inc. — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 21-0036
- **title:** Entergy Operations Inc. — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2021-06-08
- **effective on:** Not available
- **summary:** 21-0036 response to Entergy Operations Inc. concerning 172.302, 172.324, 173.427.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-21-0036.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-21-0036.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-21-0036
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/75136/210036.pdf
**body:**

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U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
June 8, 2021
Mr. Donnie James
Shipping Technician, Radwaste/Shipping
Entergy Operations Inc.
Waterford 3 S.E.S.
17265 River Rd.
Killona, LA 70057
Reference No. 21-0036
Dear Mr. James:
This letter is in response to your April 8, 2021, email requesting clarification of the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to marking requirements for
bulk packages containing radioactive material. Specifically, you describe a scenario involving a
bulk Type A package, containing a Type B quantity of “UN3321, Radioactive material, low
specific activity (LSA-II) non-fissile or fissile-excepted, 7.” The material is shipped via ground
transportation, in exclusive use.
We have paraphrased and answered your questions as follows:
Q1. You ask whether the letters “RQ” are required to be marked on a bulk package that is not
being shipped under the provisions of § 173.427. You provide “UN2916, Radioactive
material, Type B(U) package, fissile-excepted, 7” as an example of a material that does
not qualify for the provisions of § 173.427.
A1. The answer is no. The letters “RQ” are generally not required to be marked on a bulk
package, except as expressly directed by a specific provision of the HMR.
Q2. You ask whether a Type A quantity shipped in a bulk package as LSA or Surface
Contaminated Object (SCO) radioactive material, via domestic ground transport as an
exclusive use shipment, must bear the “RQ” marking as required by § 173.427(a)(6)(vi).
A2. The answer is yes, if the packaged or unpackaged LSA or SCO material contains a
hazardous substance and utilizes the exception from the marking and labeling
requirements provided in § 173.427(a)(6)(vi). In final rule HM-230 (69 FR 3631;

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1/26/2004), the Research and Special Programs Administration, PHMSA’s predecessor
agency, stated that the intent of § 173.427(a)(6)(vi) is that all packages transported in
accordance with this provision, regardless of capacity or weight, that contain a hazardous
substance must bear the “RQ” marking.
Q3. You ask whether the “Radioactive-LSA” or “Radioactive-SCO” and RQ marking
requirements of § 173.427(a)(6)(vi) apply to LSA or SCO shipments of A2 quantities or
greater.
A3. The answer is no, packages of LSA or SCO material that do not qualify for the
§ 173.427(a)(6)(vi) marking and labeling exception are not subject to the additional
requirements found in this subparagraph. The requirements of § 173.427(a)(6)(vi)—
including the requirement to mark the letters “RQ” on a package containing a hazardous
substance—only apply to shipments that qualify for, and utilize, the marking and labeling
exception described in this subparagraph. Please note that non-bulk packages of LSA or
SCO material of A2 quantities or greater that contain a hazardous substance must bear the
RQ mark, in accordance with the general non-bulk package marking requirements in
§ 172.324.
Q4. You ask whether the marking size requirements of § 172.302(b) apply to the RQ marking
on a bulk package.
A4. The answer is yes.
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
Dirk Der Kinderen
Chief, Standards Development Branch
Standards and Rulemaking Division

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Patrick
21-0036
From: INFOCNTR (PHMSA)
To: Dodd, Alice (PHMSA)
Cc: Hazmat Interps
Subject: FW: Request assistance submitting a request for a formal Letter of Interpretation.
Date: Friday, April 9, 2021 9:29:47 AM
Attachments: LOI request RQ markings.docx
Hello Alice,
Please see the attached interpretation request.
Should you need anything, please do not hesitate to let us know.
Regards,
-Breanna
From: James, Donald [mailto:djames7@entergy.com]
Sent: Thursday, April 8, 2021 9:35 AM
To: INFOCNTR (PHMSA) <INFOCNTR.INFOCNTR@dot.gov>
Subject: Request assistance submitting a request for a formal Letter of Interpretation.
CAUTION: This email originated from outside of the Department of Transportation (DOT). Do not click on links or
open attachments unless you recognize the sender and know the content is safe.
Dear Sir or Ma’am,
I have recently submitted a question about RQ markings on bulk packages.
I was telephoned with an answer that I found to be completely satisfactory, but my peers have asked
me to request a formal Letter of Interpretation.
I have attached a Microsoft Word document of the request, but I’m not 100% sure how to go about
submitting a request for interpretation.
Would you be so kind as to look this over and see if the format and wording are acceptable?
If it is not, would you please tell me what could be done better?
If it is, would you please direct me through the next step for submitting the request?
Your help is greatly appreciated.
Donnie James
Shipping Technician
Radwaste/Shipping
Waterford 3 S.E.S.
504-464-3379
This message is intended for the exclusive use of the intended addressee. If you have received
this message in error or are not the intended addressee or his or her authorized agent, please

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notify me immediately by e-mail, discard any paper copies and delete all electronic files of
this message.

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Dear Sir or Ma’am,
I am respectfully requesting an official Letter of Interpretation.
Recently we were trying to determine if an RQ marking on a bulk package is subject to the size
requirements of 49CFR172.302(b)(3). It was in association with a shielded cask with 133 cu ft capacity, a
USA DOT TYPE A specification cask with a Type B quantity of material shipping as UN3321 Radioactive
Material, Low Specific Activity (LSA-II) Fissile Excepted, via domestic ground transport, Exclusive Use.
My understanding is:
Per 49CFR173.427(a)(6)(vi), this is not excepted from marking and labeling requirements of subchapter
C, Hazardous Materials Regulations due to being greater than a Type A quantity.
The Type A DOT Specification markings must be at least 0.47 inches high per §178.3(a)(4),
The Identification Number markings will meet the Orange Panel requirements per §172.332(b), and
All other required markings must be 2.0 inches high with a width of 0.24 inches per §172.302(b)(3).
We reached out to our peers and the vendor that does our DOT training, and the consensus was that the
2.0 inch size requirement for Bulk Packaging markings did not apply to the RQ, but we could not find a
written exception within the regulations or in an existing Letter of Interpretation. In our research, we
could not find in the regulations where a RQ marking is required for a bulk package. §172.324(b)
requires an RQ marking for non-bulk packages containing a Hazardous Substance, and Subpart D,
Appendix A, II, List of Frequently Cited Violations under D. Package Marking Requirements there is a “12.
Failure to apply limited quantity markings or RQ marking on a non-bulk package containing a hazardous
substance” without listing a violation for failure to exhibit RQ on a bulk package. The violation
description citations for “15. Failure to properly mark a bulk container” (172.331, 334, 336, and 338) do
not appear to address RQ markings.
I am officially requesting an official interpretation of the following:
Q1. Is an RQ marking required on Bulk Packages with a Class 7 Hazardous Substance that is NOT being
shipped under the exceptions of 49CFR173.427 (for example, a bulk package of UN2916
Radioactive Material, Type B(U) package, Fissile Excepted)?
Q2. In the case of a Type A quantity of radioactive material being shipped LSA or SCO, via domestic
ground transport as an exclusive use shipment, would the RQ marking be required per
49CFR173.427(a)(6)(vi) if shipped in a Bulk Package?
Q3. 49CFR173.127(a)(6)(vi) has the exemption from marking requirements for marking Radioactive-LSA
(or SCO) and specifies the use of “RQ” but is specific to <A2 quantities. Do the Radioactive-LSA (or
SCO) and RQ marking requirements of this paragraph apply to LSA or SCO shipments of A2
quantities or greater?
Q4. If an RQ marking is required on a Bulk Package, do the marking size requirements of
49CFR172.302(b) apply to the RQ marking on Bulk Packages?
Thank you for your time and effort
Donnie James, Shipping Technician, Radwaste/Shipping
Waterford 3 S.E.S.
17265 River Road, Killona, LA 70057
djames7@entergy.com
504-464-3379
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