# Essex Industries, Inc. — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 23-0031
- **title:** Essex Industries, Inc. — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2023-06-07
- **effective on:** Not available
- **summary:** 23-0031 response to Essex Industries, Inc. concerning 178.35.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-23-0031.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-23-0031.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-23-0031
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/77651/230031.pdf
**body:**

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1200 New Jersey Avenue, SE
Washington, DC 20590
U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
June 7, 2023
Ario Estrada
Senior Quality Manager
Essex Industries, Inc.
8007 Chivvis Drive
St. Louis, MO 63123-2395
Reference No. 23-0031
Dear Mr. Estrada:
This letter is in response to your March 20, 2023, email requesting clarification of the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to general requirements for
DOT specification cylinders. In your email, you state that your company manufacturers DOT 4L
cylinders with a water capacity of 1,220 cubic inches at a facility in the United States. In
reference to the inspection and analyses requirements of § 178.35(b)(2), you ask whether your
company is able to use a competent inspector of the manufacturer or must instead use an
independent inspection agency approved in writing by the Associate Administrator. Specifically,
you seek confirmation of your understanding that the water capacity threshold limit of 1,100
cubic inches for use of a competent inspector of the manufacturer for domestic manufacturing
applies only to DOT 4D cylinders and not to the other cylinders listed including DOT 4L
cylinders.
Your understanding is correct, the 1,100 cubic-inch limit only applies to DOT 4D cylinders. A
domestic manufacturer of DOT 4L cylinders may use a “competent inspector of the
manufacturer” for performance of inspections and verification of the cylinders. Specifically, your
1,220 cubic inch DOT 4L cylinders may be inspected by a competent inspector of the
manufacturer.
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
Dirk Der Kinderen
Chief, Standards Development Branch
Standards and Rulemaking Division

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Cardez
From: INFOCNTR (PHMSA)
To: Dodd, Alice (PHMSA)
Cc: Hazmat Interps
Subject: FW: Request of Formal Letter of Interpretation - Essex Industries, Inc.
Date: Tuesday, March 28, 2023 11:27:29 AM
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23-0031
Request of PHMSA Letter of Interpretation of CFR 49 178.35(b)(2) - Essex Industries, Inc._March 20, 2023.pdf
Hi Alice,
Please see the attached interpretation request.
Let us know if you need anything else.
Regards,
-Breanna
From: Ario Estrada <AEstrada@EssexInd.com>
Sent: Monday, March 20, 2023 3:42 PM
To: INFOCNTR (PHMSA) <INFOCNTR.INFOCNTR@dot.gov>
Cc: Sears, Craig (PHMSA) <craig.sears@dot.gov>; Gary Schreckenberg
<GSchreckenberg@EssexInd.com>; Brad Schaefer <bschaefer@essexind.com>; Mike Balbuena
<MBalbuena@EssexInd.com>
Subject: Request of Formal Letter of Interpretation - Essex Industries, Inc.
CAUTION: This email originated from outside of the Department of Transportation (DOT). Do
not click on links or open attachments unless you recognize the sender and know the content
is safe.
Attention: Mr. Shane Kelley
Director, Standards and Rulemaking Division
U.S. DOT/PHMSA (PHH-10)
1200 New Jersey Avenue, SE East Building, 2nd Floor
Washington, DC 20590
infocntr@dot.gov
Dear Mr. Shane Kelly,
I hereby request a formal letter of interpretation of CFR 49 178.35(b)(2) per the enclosed letter.

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Should you have any questions regarding this request, don't hesitate to contact me.
Respectfully,
Ario Estrada | Senior Quality Manager | STL Sites
Sunnen | 6 Sunnen Dr. | Maplewood, MO 63143
Chivvis | 8007 Chivvis Dr. | St. Louis, MO 63123
o 314.338.8268 | m 314.250.8904

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Cardez
23-0031
March 20, 2023
Attention: Mr. Shane Kelley
Director, Standards and Rulemaking Division
U.S. DOT/PHMSA (PHH-10)
1200 New Jersey Avenue, SE East Building, 2nd Floor
Washington, DC 20590
infocntr@dot.gov
Dear Mr. Shane Kelly,
Essex is requesting a letter of interpretation of CFR 49 178.35(b)(2) on whether the
requirement of “(with a water capacity less than 1,100 cubic inches)” pertains to only the
4D cylinders or pertains to all the cylinder types (3B, 3BN, 3E, 4B, 4BA, 4B240ET,
4AA480, 4L, 8, 8AL, 4BW, 4E, 4D) list prior to this statement. This is in regards to DOT
compliance inspection here at Essex Industries, Inc. the week of February 27, 2023, in
regards to Essex Industries, Inc. 4L cylinder P/N: 50C-0083-0001, which has a water
capacity of 1,220 cubic inches.
If the DOT PMHSA interpretation “(with a water capacity less than 1,100 cubic inches)”
pertained to all the cylinder types listed prior to this statement, including 4L cylinders.
This would mean Essex Industries, Inc. would require an outside DOT inspector to
witness steps in the manufacturing process of P/N: 50C-0083-0001 4L cylinder since it
is over the 1,100 cubic inches, instead of a competent inspector of the manufacturer, in
this case, Essex Industries, Inc.
Essex Industries, Inc.’s interpretation of CFR 49 178.35(b) is “(with a water capacity
less than 1,100 cubic inches)” pertains to only the 4D cylinders and not 4L cylinders.
The “(with a water capacity less than 1,100 cubic inches)” is in parenthesis only after 4D
and not directly after any of the other cylinder types listed, including 4L. If this pertained
to all of the types of cylinders listed, it would be stated in the sentence prior to or after
the listing of all the cylinder types and not just after the 4D. See the section of CFR 49
178.35(b) below:
CFR 49 178.35(b)
(b) Inspections and analyses. Chemical analyses and tests required by this
subchapter must be made within the United States, unless otherwise approved in

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writing by the Associate Administrator, in accordance with subpart I of part 107 of
this chapter. Inspections and verification must be performed by –
(1) An independent inspection agency approved in writing by the Associate
Administrator, in accordance with subpart I of part 107 of this chapter; or
(2) For DOT Specifications 3B, 3BN, 3E, 4B, 4BA, 4B240ET, 4AA480, 4L, 8,
8AL, 4BW, 4E, 4D (with a water capacity less than 1,100 cubic inches) and
Specification 39 (with a marked service pressure 900 psig or lower), and
manufactured within the United States, a competent inspector of the
manufacturer.
Essex is requesting clarification of the DOT requirement stated above in conjunction
with the DOT Office of Hazardous Materials Safety group to determine how Essex
Industries, Inc. needs to proceed on manufacturing 4L cylinder P/N: 50C-0083-0001.
If you would like to discuss or need additional information for your consideration,
please do not hessite to contact me at (314) 338-8268.
Sincerely,
Ario Estrada
Senior Quality Manager
Essex Industries, Inc.
8007 Chivvis Drive
St. Louis, MO 63123-2395
Phone: 314-338-8268
aestrada@essexind.com
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