# Public Utilities Commission of Ohio — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 24-0067
- **title:** Public Utilities Commission of Ohio — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2024-12-19
- **effective on:** Not available
- **summary:** 24-0067 response to Public Utilities Commission of Ohio concerning 172.201.
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- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-24-0067
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/2025-01/240067.pdf
**body:**

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
December 19, 2024
Tom Bartfai
Hazardous Materials Specialist, Motor Carrier & Rail Enforcement
Public Utilities Commission of Ohio
180 East Broad Street
Columbus, OH 43215
Reference No. 24-0067
Dear Mr. Bartfai:
This letter is in response to your July 17, 2024, email, and subsequent email conversations with a
member of staff requesting clarification of the Hazardous Materials Regulations (HMR; 49 CFR
Parts 171-180) applicable to the preparation of shipping papers. Specifically, you have follow-up
questions seeking further clarification of a previously issued letter of interpretation
(Reference No. 24-0020) regarding shipping paper requirements. Additionally, you provided four
photographs of shipping papers as examples.
We have paraphrased and answered your questions as follows:
Q1. In PHMSA’s letter of interpretation (Reference No. 24-0020)—specifically the response
in answer A1—and in accordance with § 172.201(a)(1)(ii), PHMSA stated that it was
permissible to highlight additional information along with the basic shipping description
if the highlighted information is associated with, and consistent with, the hazardous
materials being shipped. You seek clarification on what PHMSA meant by “consistent
with.” Specifically, you ask whether PHMSA was referring to required additional
hazardous material description information provided in § 172.203, or if it was meant to
generally refer to additional information included in association with the basic
description, such as batch or lot numbers, internal product codes, or reference numbers,
along with the basic shipping description to meet the requirements found in
§ 172.201(a)(1)(ii).
A1. When describing hazardous materials and materials not subject to the HMR that are
included on a shipping paper, a person is only required to choose one method listed in
§ 172.201(a)(1)(i) through (a)(1)(iii), as the word “or” (emphasis added) is used to
indicate three separate options to identify hazardous materials on a shipping paper. If a
person chooses to use more than one option, there is no prohibition in doing so. As noted
in Reference No. 24-0020—and in accordance with § 172.201(a)(4)—a shipping paper

<<<PAGE 2>>>

may contain additional information concerning the material, provided the information is
not inconsistent with the required description. Moreover, unless otherwise permitted or
required, additional information must be placed after the basic description required by
§ 172.202(a). For clarification, the requirements found in § 172.202(a) state the shipping
description of a hazardous material on a shipping paper must include what is prescribed
in § 172.202(a)(1) through (a)(4); however, there is no prohibition when information such
as batch or lot numbers, internal product codes, or reference numbers is also entered or
highlighted on a shipping paper, provided this information is entered after the basic
shipping description of the hazardous material. Such information would be considered
consistent with the hazardous material being shipped if the information is relevant to the
hazardous material described on a shipping paper. Please note the purpose of the
requirements found in § 172.201 is to allow for easy identification of hazardous material
information by emergency responders and enforcement personnel. Moreover, additional
information and the use of multiple techniques for identifying information should not
interfere with the ability to differentiate between required hazardous material information
and information that is not required.
Q2. Letter of interpretation Reference No. 24-0020 pertains to a shipping paper that includes
information for both hazardous materials and materials not subject to the HMR. You ask
whether our response to answer A1—as it relates to Reference No. 24-0020—would
change if a person used more than one option listed in § 172.201(a)(1) when a shipping
paper contained only hazardous material information. Specifically, you seek confirmation
whether it is permissible in this scenario to highlight information beyond the basic
shipping description, such as batch or lot numbers, internal product codes, or reference
numbers, along with the basic shipping description.
A2. Please see answer A1. Please note, the options presented in § 172.201(a)(1)(ii)
specifically apply to when a shipping paper contains information for both hazardous
material and materials not subject to the HMR. The HMR do not provide instruction
when using any of the same options for a shipping paper containing only information
associated with hazardous materials. Therefore, our response provided to answer A1 in
Reference No. 24-0020 would not change with respect to highlighting additional
information because highlighting information beyond the basic shipping description
would still be permissible.
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
Dirk Der Kinderen
Chief, Standards Development Branch
Standards and Rulemaking Division

<<<PAGE 3>>>

24-0067
Baker
Jones, Jessie Jane CTR (PHMSA)
From: INFOCNTR (PHMSA)
Sent: Monday, July 22, 2024 1:54 PM
To: Dodd, Alice (PHMSA)
Cc: Hazmat Interps
Subject: FW: Interpretation follow-up
Attachments: OH3211303074-3.JPG; 24-0020.pdf
Follow Up Flag: Follow up
Flag Status: Flagged
Hello Alice,
Please see the below interpretation request. Let us know if you need anything.
Sincerely,
Janaye
From: thomas.bartfai@puco.ohio.gov <thomas.bartfai@puco.ohio.gov>
Sent: Wednesday, July 17, 2024 12:55 PM
To: INFOCNTR (PHMSA) <INFOCNTR.INFOCNTR@dot.gov>
Subject: Interpretation follow-up
CAUTION: This email originated from outside of the Department of Transportation (DOT). Do not click on links
or open attachments unless you recognize the sender and know the content is safe.
To whom it may concern,
I have a couple of follow-up questions regarding the attached interpretation (24-0020).
In reference to 172.201(a)(1)(ii) you state that it is permissible to highlight more information than the basic
description set forth in 172.202(a)(1), (2), (3), and (4) as long as it’s consistent with the hazardous material being
shipped. What is meant by “consistent with”…….additional description requirements listed in 172.203 and/or
would batch/lot numbers, internal product codes, or reference numbers be acceptable?
The first request was for when both hazardous and non-hazardous items are listed on the same bill of
lading. Would anything change if multiple methods cited in 172.201(a)(1) were used even though not required
when only hazardous materials are shipped; there’s an “X” in the HM column and information is also
highlighted? Is it permissible in this scenario to highlight information outside of the basic description…..
additional description requirements listed in 172.203 and/or would batch/lot numbers, internal product codes, or
reference numbers be acceptable?
In short, is ever acceptable to highlight information other than the basic description and any additional items listed
in 172.203; would batch/lot numbers, internal product codes, or reference numbers be acceptable?
Thank you for additional time in this matter.
1

<<<PAGE 4>>>

Tom Bar ai
Hazardous Materials Specialist
Transporta on Department
Motor Carrier & Rail Enforcement
FRA Cer fied
216-407-0352
thomas.bar ai@puco.ohio.gov
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<<<PAGE 5>>>

AT CELLULI
0205/2024 20.35
Consignee : R+L CARRIERS WILMINGTON., OH
Address
: 600 GILLAM RD
Page: 1 of 10
Manifest#: 55278672
Trailer: SF2287 (11)
NBG
WILMINGTON.., OH 45177
WIL
Best Doors
Phone
: 800-543-5589
Shipper
: R+L CARRIERS MONTGOMERY, NY
Building PM 1: 1-40, 42-475
ScArival : 02/06/2024 12:30 EST
Address
: 140 NEELYTOWN RD
MONTGOMERY, NY 12549
HM
Bulk
Pcs
Container
Wt
Description
Phone
: 800-464-1404
Type
(Lbs.)
Sch. Departure : 02/06/2024 01:00 EST
Shipper & Consignee
9
PAIL
323
UN1170, ETHANOL, 3, PGII.
Load
Sea
Orig Dest
Pro
Svc Date
•Pcs
Wt
HAZMAT EMERGENCY RESPONSE 800-424-
(Lbs.)
9300
38
TARE WEIGHT
5
NBG SWA
(245476332
9
361
GREENFIELD GLOBAL USA
(SHIPPER)
PO#: 107871
02/14/24
58 VALE RD
INC
UROUTE ID# : 2131268
1 SKD STC 9 PAILS OF HAZ
BROOKFIELD, CT 06804
(CONSIGNEE)
16200 23RD DR W STE
AGC BIOLOGICS
EVERETT, WA 98203
101
29
CASE
852
UN1987, ALCOHOLS, N.O.S., 3, PGII.
HAZMAT EMERGENCY RESPONSE 800-424-
6
NBG TTX
1245476341
29
890
(SHIPPER)
9300
02/09/24
GREENFIELD GLOBAL USA
CONTRACT# CCN17213
58 VALE RD
INC
38
TARE WEIGHT
PO#: 71789/1
BROOKFIELD, CT 06804
REFERENCE#: 2131149
UROUTE ID# : 2131149
(CONSIGNEE)
1PLT STC 29PC
1300 E ANDERSON LN BL-
ARTIVION
AUSTIN, TX 78752
DG A
10
CASE
323
UN1294, TOLUENE, 3, PII.
7
NBG SNA
1245476323
30
1040
(SHIPPER)
8
PAIL
300
UN1230, METHANOL, 3, PGI.
02/12/24
GREENFIELD GLOBAL USA
2
CASE
79
UN1265, PENTANES, 3, PGIl.
INC
8
CASE
238
UN1090, ACETONE, 3, PI.
58 VALE RD
CASE
62
UN1307, XYLENES, 3, PIII.
BROOKFIELD, CT 06804
HAZMAT EMERGENCY RESPONSE 800-424-
(CONSIGNEE)
9300
CONTRACT# 17213
822 CANTWELL LN
THERMAL SCIENTIFIC INC
OFFERER NAME CHEMTREC
CORPUS CHRISTI, TX 78-
38
TARE WEIGHT
408
PO#: CC8501
UROUTE ID# : 2128255
LIFT GATE REQUIRED ***
Seals 24242362 Replaced By
*** Continued on next paae ***
R00 * 1903227 Bast
43211

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U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
May 1, 2024
Mr. Tom Bartfai
Hazardous Materials Specialist, Motor Carrier & Rail Enforcement
Public Utilities Commission of Ohio
180 East Broad Street
Columbus, OH 43215
Reference No. 24-0020
Dear Mr. Bartfai:
This letter is in response to your March 20, 2024, email requesting clarification of the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to shipping papers. In your
email, you note that when a shipping paper contains both hazardous and non-hazardous
materials, shippers must differentiate between the two using at least one of the methods indicated
in § 172.201(a)(1).
We have paraphrased and answered your questions as follows:
Q1. Your incoming email and photo present a shipping paper which utilizes all three of the
options listed in § 172.201(a)(1) simultaneously—i.e., the hazardous materials entries are
entered first, the hazardous materials entries are identified by the entry of an “X” placed
before the basic shipping description in a column captioned “HM”, and the hazardous
materials basic shipping descriptions are highlighted. You ask whether—as shown in the
photo—it is permissible to highlight more than just the basic shipping description.
A1. The answer is yes, provided the additional highlighted information on the shipping paper
is associated with—and is consistent with—the hazardous materials being shipped.
Q2. If the highlight option in § 172.201(a)(1)(ii) is the only method used to differentiate
between hazardous materials and non-hazardous materials on a shipping paper, you ask
whether it is acceptable to highlight more than the basic description as seen in the photo
you provided.

<<<PAGE 7>>>

A2. Please see answer A1.
I hope this information helpful. Please contact us if we can be of further assistance.
Sincerely,
Steven Andrews
Acting Chief, Regulatory Review and Reinvention Branch
Standards and Rulemaking Division
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