# United Parcel Services — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 98-0410
- **title:** United Parcel Services — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 1998-01-21
- **effective on:** Not available
- **summary:** 98-0410 response to United Parcel Services concerning 175.30.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-98-0410.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-98-0410.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-98-0410
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/1998/980410.pdf
**body:**

<<<PAGE 1>>>

•.
-
•
U.S. Department
of Transportation
400 Seventh Street, SW
Research and
Washington, D.C.
20590
Administration
Special Programs
JAN 2 | 1998
MI. Samuel S. Elkind
Air Dangerous Goods
United Parcel Services
Louisville, Kentucky 40223
1400 North Hurstbourne Pkwy
Dear Mr. Elkind:
Mrs. Beth Romo of the Federal Aviation
I'nis is in response to your December 8, 1997 letter to
Administration's
to 332*
Dangerous Goods/Cargo Security Program concerning the
certification for UPS hazardous materials shipments
distribution of shipping papers with a signed shipper's
transported by air. Your letter has been forwarded to this
Office for reply.
In your letter, you described
the following scenario:
paper with the signed shipper certification is
The UPS eight-ply hazardous materials shipping
the original acceptance location, and subsequent
affixed to a package, the top copy is removed at
copies are removed as the package moves through
the UPS system.
accompany the
shipment, if all other copies of the
Except for the copy required to
original paperwork are
"replacement" shipping paper is generated, on
distributed, a
which all relevant descriptive information is re-
copied, with the exception of the certifying
signature. In lieu of the signature, the phrase
"Signature on File" is entered, since the original
acceptance location possesses the recuired file
copy. The "replacement" paper is then affixed to
the package in such a way that the last copy of
This method ensures that the certification is in
the original shipping document remains unobscured.
both required locations - the acceptance point and
accompanying the shipment.
You further explained that, to deliver shipments destined
for extended areas of Alaska,
indirect air carrier to interline these shipments with air
you utilize the services of an
carriers flying into remote locations.
carrier you use has traditionally requested and received
The indirect air
copies of each shipping document with the original
certification to provide the air carriers.
You asked if

<<<PAGE 2>>>

-
this movement is considered to be a conventional interline
movement with UPS Airlines serving as the originating
aircraft operator.
che signed shipper's certification in the origin files and
II so, you believe that the presence of
Part 175 of
on the package would satisiy all requirements specified in
Parts 171-180) •
the Hazardous Materials Regulations (HMR; 49 CFR
Your understanding is correct.
described and certified shipping paper must be retained by
One copy of a properly
UPS as the originating aixcraft operator and one copy must
accompany the shipment during transport by air (see 49 CFR
175.30 (a) (2) and
procedures described
175.35 (a), respectively). The UPS
satisfy these requirements.
Office if we can be of further assistance.
I hope this information is helpful. Please contact this
Sincerely,
97. Magice
Director, Office of Hazardous
Mazzu]
Materials Standards
:
instint

<<<PAGE 3>>>

=
Memorandum
of Transportation
U.S. Department
FAA
LaValle
Federal Aviation
File 175.30()(2)
Administration
412,
si.
Subject: ACTION: Letter of Clarification
Date: December 22, 1997
From: FAA Dangerous Goods and Cargo Security
Reply to
Program, ACO-800
Attn. of: B. Romo: 202-267-3207
To:
Edward T. Mazzullo, Director
Office of Hazardous Materials Standards
I am forwarding a request for a letter of clarification from Mr Sam Elkind of UPS
Airlines to Mrs. Beth Romo of my staff concerning the applicability of 49 CFR
175.30(a)(2) to the distribution of certified shipping papers for hazardous
materials shipments transported by air. For your convenience, I also am
attaching a draft response prepared by Mrs. Romo. I appreciate your attention
to this matter.
Chail Kore t
Charles Lovinski
Attachments

<<<PAGE 4>>>

Ups
United Parcel Service 1400 Merth Hurstkourne Pray. Louculle, KY 40223
(502) 329-3000
December 8, 1997
Ms. Beth Romo
Dangerous Goods/Cargo Security Program
Federal Aviation Administration - ACÕ-800
800 Independence Avenue, SW
•
Washington, D.C. 20591
Re: Shipper's Certification Requirements for Certain Air Shipments
Dear Ms. Romo:
I write to follow up our conversation of December 5, about the exact requirements regarding the
need for a shipper's certification in addition to a shipping paper for UPS hazardous materials
shipments transported by air. As I explained to you, there is a combination of circumstances that
has led to a delay in our ability to service our customers who ship to destinations in extended
areas of Alaska, and we believe the solution to this problem lies in the interpretation of 49 CFR
175.30(a)(2) and 175.35(a) in relation to these shipments. Please let me review the background
necessary to understand the problem.
As you know, our air hazardous materials shipping paper consists of a self-adhesive document of
eight plies, which is affixed to a hazardous materials package (sample enclosed). At each node in
the system, including the original acceptance location, the top copy of the shipping paper is
removed. At acceptance, one copy is filed as required by the regulations. Successive copies are
used to fulfill shipping paper requirements for drivers of vehicles, or to help provide notification
to the pilot-in-command of UPS flights, depending on how the shipment will travel in its next leg.
It has been our experience, however, that as packages move through the UPS system, some
shipments can run out of copies of the paperwork, and this is at the heart of my question
regarding our shipments to extended Alaska. When shipments in the UPS system exhaust the
copies of the original paperwork, we create a "replacement" shipping paper, on which all the
relevant descriptive information is re-copied, with the exception of the signature. In the
"signature" field, the phrase "Signature on File" is entered, since the acceptance location
possesses the required file copy. The "replacement" paper is then affixed to the package so that
the original certification remains unobscured. In this way, we ensure that the certification is in the
locations required: the acceptance point ($175.30(a)(2)); and with the shipment (§175.35(a)).
000

<<<PAGE 5>>>

• .;
Ms. Beth Romo
December 8, 1997
Page 2
!
With respect to the shipments destined to extended Alaska, the question arises whether this
"replacement" shipping paper may be used to complete the delivery. It is our business practice to
utilize the services of an indirect air carrier, Lynden Air Freight, to interline the packages with
appropriate air carriers flying into the extended areas of Alaska. Up until now, Lynden has
requested copies of the shipping paper with the original certification to provide to their air
carriers, and our Anchorage operations have sought to fulfill that request by contacting the origin
center and requesting a telefax copy of the origin copy. However, this step delays the delivery of
the packages, which means that we do not make the committed service on the packages.
For this reason, I posed the question to you whether the movement of these packages from UPS
to Lynden to other air carriers could be viewed as a more conventional "interline" move, such as
is obviously conceived of in the language of §175.30(a)(2): "The originating aircraft operator
must retain one copy of the shipping paper for 90 days" [emphasis added]. Naturally, if this
movement is indeed a conventional interline movement, then UPS Airlines would be the
originating aircraft operator and the presence of the signed shipper's certification in the origin files
and on the packages would fulfill all the requirements relating to the shipper's certification for this
type of movement.
In our discussion, you indicated that it was your preliminary opinion, and that of one FAA
Regional Hazardous Materials Coordinator, that UPS would not be required by regulation to
furnish shipping paper that includes a signed shipper's certification to either Lynden or the
onward air carriers for shipments destined into Alaska. I would be grateful if you could confirm
that opinion in writing at your earliest convenience, as our present method of processing these
shipments is creating service delays preventing us from fulfilling the customers' desires for
express deliveries.
If you wish to discuss this problem any further, please feel free to contact me at (502) 359-1891.
I look forward to your reply.
Sincerely,
lannel 8.206-0
Samuel S. Elkind
Air Dangerous Goods
- **truncated:** false
- **body characters:** 8445
