# G.H. Johnson & Associates, Inc. — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 98-0602
- **title:** G.H. Johnson & Associates, Inc. — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 1998-04-17
- **effective on:** Not available
- **summary:** 98-0602 response to G.H. Johnson & Associates, Inc. concerning 173.159.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-98-0602.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-98-0602.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-98-0602
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/1998/980602.pdf
**body:**

<<<PAGE 1>>>

•
U.S. Department
of Transportation
Washington, D.C.
400 Seventh Street, S.W.
20590
Special Programs
Research and
Administration
APR 1 7 1998
Mr. James A. Noone
G.H. Johnson & Associates, Inc.
1211 Connecticut Avenue, N.W., Suite 302
Washington, D.C. 20036-2603
Dear Mr. Noone:
This is in response to your letter of March 25, 1997, requesting clarification on the shipping
requirements for batteries manüfactured by your company under the provisions of the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180). Specifically, you ask if your batteries are
subject to the HMR.
The information you provided demonstrates that your batteries are constructed in such a manner that
the sulfuric acid electrolyte is completely sealed and cannot leak even if the battery is cracked open
or punctured. In addition, the sulfuric acid electrolyte is absorbed in a fibrous glass separator. Thus,
your batteries appear to meet the criteria for non-spillable batteries in § 173.159(d). When securely
of the Hazardous Materials Regulations.
packaged and protected against short circuits, non-spillable batteries are not subject to the provisions
In addition, under the International Civil Aviation Organization's (ICAO) Technical Instructions for
the Safe Transport of Dangerous Goods by Air, special provision A67, a non-spillable battery is
considered to be non-regulated if, at a temperature of 55°C, the electrolyte will not flow from a
cracked or ruptured case.
I hope that this information is helpful. If you need further assistance, please contact us.
Sincerely,
i Chich Re Baliness
Chief, Regulations Development
Office of Hazardous Materials Standards

<<<PAGE 2>>>

G. H. Johnson & Associates, Inc.
Government and Military Marketing Representatives for:
OPTIMA
S
BATTERIES
113.
THE ULTIMATE POWER SOURCE
127.
March 25, 1998
J. Suzanne Hedgepeth
Director
Office of Hazardous Materials
Exemptions and Approvals
Office of the Associate Administrator
For Hazardous Materials Safety
Research and Special Programs Administration
Department of Transportation
400 Seventh Street, SW
Washington, DC 20590
Re:
Request for Determination
Dear Ms. Hedgepeth:
I am writing to seek an updated determination from the U.S. Department of
Transportation ("DOT") that batteries manufactured by OPTIMA Batteries, Inc. ("Optima"),
of Aurora, Colorado, are not subject to the Hazardous Materials Regulations and, therefore,
can be shipped commercially by air and surface means without restriction.
Optima utilizes a spiral design for battery cells that was originally developed by The
Gates Rubber Company ("Gates") of Denver, Colorado. The technology was invented by
Gates in the 1970s, and commercial production began in 1987 under the Optima name. In
1990, Optima was incorporated as a division of Gates. In 1992, Optima was purchased from
Gates by The Gylling Group of Scandinavia, the current parent company. This history of
Optima is outlined in "The Optima Manual," Attachment A.
In 1981, in response to a request by Gates, the Research and Special Programs
Administration ("RSPA") of DOT informed Gates that because of the sealed design of the
batteries eventually to be sold under the Optima name, such batteries were not subject to the
Hazardous Materials Regulations. See Attachment B, letter of February 18, 1981, from
Joseph T. Horning, Chief, Regulations Development Branch, Office of Hazardous Materials
Regulations, Materials Transportation Bureau, RSPA.
Colorado Office
270 Tahosa Road South, POB 457
Washington Office
Alienspark, CO 80510-0457
1211 Connecticut Avenue, N.W., Suite 302
Tel: (303) 747-2065 Fax: (303) 747-2915
Washington, D.C. 20036-2603
E-mail: ghjassoc@mci2000.com
Tel: (202) 466-7336 Fax: (202) 955-5879
E-mail: kn1211conn@aol.com

<<<PAGE 3>>>

Optima would like to obtain a current determination by the appropriate DOT office that
its battery is not subject to the Hazardous Materials Regulations and is authorized for shipping
by commercial means. So that a proper evaluation may be done pursuant to this request, I am
enclosing the following additional materials:
One-page promotional sheet showing technical specifications (Attachment C)
A current Material Safety Data Sheet (MSDS), most recently revised on
December 5, 1997 (Attachment D)
Letter of June 2, 1995, from the International Air Transport Association
("IATA") confirming that Optima batteries are not regulated by the IATA
Dangerous Goods Regulations (Attachment E)
As explained in substantial detail in these attachments and in Attachment A, the Optima
battery is completely sealed. In addition, the sulturic acid electrolyte is absorbed in a fibrous
glass separator material. Because of the design and construction, acid cannot leak even if the
battery were to be punctured.:
For your information, we have been in communication with the U.S. Postal Service
("USPS) in recent weeks with respect to a determination that the Optima battery can be
shipped by the USPS as a non-hazardous product. We have been advised that USPS is in the
process of revising its regulations to reflect such a determination. We will forward
documentation reflecting this change as we receive it from USPS.
We would very much appreciate your expeditious consideration of this request. Please
use the undersigned as the point of contact in the Washington Office of Johnson
Associates/Optima: (202) 466-7330 (P); (202) 955-5879 (F). As indicated on this letterhead,
the mailing address is: G.H. Johnson & Associates, Inc./OPTIMA Batteries, Washington
Office, 1211 Connecticut Avenue, NW, Suite 302, Washington, DC 20036.
information.
Please do not hesitate to contact me should you require additional technical or other
Sincerely,
Tues Too Macer
Washington Representative
JAN: dkt
2

<<<PAGE 4>>>

S
-
ОРІШМА
SPIRALCELL"
TECHNOLOGY
BATTERIES
THE ULTIMATE STARTER
7 дат:
800S
ONLY OPTIMA's
800U
850/6
SPIRALCELL TECHNOLOGY™
OFFERS ALL THESE BENEFITS:
available. Our patented SPIRALCELL Technology
OPTIMA is the most advanced engine-starting battery
provides many features and benefits not found in
LONGER SHELF LIFE.
conventional automotive batteries:
With its low rate of self discharge, the OPTIMA can go
is ideal for boats, farm equipment, collector cars, and
unused for up to a year without recharging. The OPTIMA
FASTER, CRISPER STARTS.
power for faster, crisper starts. The 800U and 800S 12-
The OPTIMA's SPIRALCELL Technology provides more
other seasonal equipment.
volt models deliver 800 Cold Cranking Amps at 0°F.
FASTER RECHARGE.
allow the OPTIMA to be recharged in less time than
Greater plate surface area and lower internal resistance
In performance tests, the OPTIMA lasted three to five
LONGER BATTERY LIFE, GREATER SAVINGS.
conventional automotive batteries.
times longer than conventional, flat-plate batteries.
FAST ENERGY RESPONSE.
Electrolyte in the OPTIMA is completely absorbed. It
COMPLETELY SEALED.
faster when demanded by accessories such as stereos,
The OPTIMA's low internal resistance provides power
can't leak even if the battery is cracked open. This means
winches, etc.
the OPTIMA is safer for people, equipment, and the
environment.
BETTER RECOVERY FROM DISCHARGE.
UNEQUALED VIBRATION RESISTANCE.
Vibration is a primary killer of conventional batteries.
vibration, and eliminates plate shedding.
OPTIMA's tightly wound SPIRALCELL resists jarring and
UNIVERSAL SIZE & FIT.
The OPTIMA fits a wide variety of cars, trucks, and other
equipment. The OPTIMA can be mounted in any position
Tests prove the OPTIMA performs better in extreme cold
MORE POWER IN ANY CLIMATE.
- even upside-down.
and hot temperatures than conventional lead-acid
batteries of similar size.
OUTSTANDING WARRANTY.
Thanks to recombinant technology, absorbed electrolyte,
ZERO MAINTENANCE / NO CORROSION
Because the OPTIMA is built for some of the roughest
warranties. See an OPTIMA dealer for complete warranty
conditions, it's backed by one of the best automotive
and sealed construction, the OPTIMA won't corrode
details.
battery terminals, cables, or the vehicle. And the OPTIMA
never needs to have water added.
OPTIMA Batteries, Inc. / 17500 E. 22nd Avenue / Aurora, CO 80011 / Phone (303) 340-7440 / Fax (303) 340-7474
Gylling Group of Scandinavia -- Established 1912
PN 06-1001 3/96

<<<PAGE 5>>>

OPTUMA
BATTERIES
TECHNICAL
THE ULTIMATE STARTER
800U
800S
850/6
INFORMATION
Voltage
PERFORMANCE
RESEALABLE PRESSURE
ERO-MAINTENANCE
RELIEF VALVES
TERMINALS
Reserve Capacity
Cold Cranking Amps
800
12
800
12
6
Capacity (C/20 rate)
120 min.
56 Amp Hours
120 min.
120 min
850
DIMENSIONS
56 Amp Hours
56 Amp Hours
Length
Height
Width
915/16
Dual SAE & GM
39.5 Ibs.
7 13/16"
6 7/8"
915/16
7 13/16"
6 3/4"
9 29/32"
3 3/8"
Type Post/Terminal
Weight
SAE Post
39.0 Ibs.
7 13/16
20.0 Ibs.
BCI Group
34
34
SAE Post
N/A
Cranking Amperes vs. Temperature
HEAVY-DUTY
1200
Amperage
CAST-ON
STRAPS
1000
CONSTRUCTION &
RUGGED SPIRALCELL
800
CLOSE PLATE SPACING ..
RESISTANCE & HIGHER
SUPERIOR VIBRATION
600
POWER
400
200
GLASS SEPARATOR
MICROPOROUS
LEAD GRIDS
HIGH-PURITY
- 150F 0°F
20°F 32°F 40°F
60°F
80°F
Temperature (OF)
Charging Data
Self Discharge
Vehicle Charge:
Voltage regulation - 13.8 to 14.4 Volts
Voltage
@ 74º Degrees F
Normal Charging:
: Voltage - 13.8 to 14.8 Volts
Maximum Time - 6-8 hours
Maximum Current - 10 Amps
13.0
12.8
Float Applications: Voltage - 13.2 to 13.8 Volts
Maximum Time - Indefinite
Maximum Current - 1 Amp
12.6
12.4
(at lower charge voltages)
Boost Recharge:
Voltage - 15.6 Volts (Regulated)
12.2
Maximum Current - 60 Amps
Maximum Time - 1 hour
12.0
50
Duration (days)
100
150
200
NOTE: Charging systems should be voltage regulated.
Warranty Information
YOUR DEALER / DISTRIBUTOR
(72 month)
Consumer car/truck
maining 48 months pro-rati
No year replaceme
(36 month)
Commercial
emaining 24 months pro-rate
ne year replacemen
4 mont
ar stereo/racir
mainina 12 months pro-rat
le year replaceme
Abusive service
Determined on individual basis
OPTIMA Batteries, Inc. / 17500 E. 22nd Avenue / Aurora, CO 80011 / Fax (303) 340-7474 Phone (303) 340-7440
Gylling Group of Scandinavia -- Established 1912

<<<PAGE 6>>>

Material Safety Data Sheet
BATTERIES
Number: OBI-0001 B
Issue Date: 02/20/90
THE ULTIMATE POWER SOURCE™
Revision Date: 12/05/97
Section 1 - Material Identification
Product Name:
Sealed Lead Acid Battery
Common Synonym: Automotive Battery
UN Number:
UN2800 (See Section 16 for additional information)
Engine Starting Batteries
Battery Model No.
National Stock Number (NSN)
800U
6140-01-374-2243
800S
6140-01-378-8232
1000M
6140-01-441-4280
850/6
Not Available
Deep Cycle Batteries
Battery Model No.
D750U
National Stock Number (NSN)
6140-01-441-4272
D750S
Not Available
D900M
Not Available
Company Information
Emergency Phone Number
Optima Batteries, Incorporated
Chemtrec
17500 E 22^d Avenue
United States: 800-424-9300
Aurora, Colorado 80011
(303) 340-7400
International: 703-527-3887
Cage Code OUJ55
(collect)
The OPTIMA sealed lead acid battery is considered an article as defined by 29 CFR 1910.1200( c)
OSHA Hazard Communication. The information on this sheet is supplied at the customer's
request for information only.
Emergency Overview:
Exposure not expected for product under normal conditions of use. In its manufactured and
supplied state, the product is considered non-hazardous. Keep away from flames during and
immediately after charge. No significant health effects are associated with the product.
Section 2 - Composition Hazardous Components
Material
% by weight or volume
CAS Number
Lead Compounds
63 - 81
7439-92-1
Sulfuric Acid Electrolyte
17 - 25
7664-93-9
Case Matl Polypropylene
2-6
9003-07-0
Separator/Paster Paper Fibrous Glass
1-4
65997-17-3
Section 3 - Hazards Rating
The Hazards rating for the Sealed Lead Acid Battery are:
Hazards Rating (HMIS System)
Health
Flammability
0
Reactivity

<<<PAGE 7>>>

Section 4 - Hazards Identification
Potential Health Effects
None expected for finished product under normal conditions of use.
Fire and Explosion
The sealed lead acid battery is not considered flammable, but it will burn if involved in a fire.
Short circuit can also result in fire. Evacuate area. Self-contained breathing apparatus must be
worn to prevent possible inhalation of acid mists, smoke and decomposition products in a fire.
Remove all ignition sources. Cool battery(s) to prevent rupture.
Section 5 - First-Aid
Inhalation - Not expected for product under normal conditions of use. However, if acid vapor is
released due to overcharging or abuse of the battery, remove exposed person to fresh air. If
breathing is difficult, oxygen may be administered. If breathing has stopped, artificial respiration
should be started immediately. Seek medical attention.
Eyes - Exposure not expected for product under normal conditions of use. However, if acid from
broken battery case enters eyes, flush with water for at least 15 minutes. If irritation develops,
seek prompt medical attention.
Skin - Exposure not expected for product under normal conditions of use. However, if acid
contacts skin, flush with water and mild soap. If irritation develops, seek medical attention.
Ingestion - Not expected due to physical form of finished product. However, if any materials are
ingested, seek prompt medical attention.
Section 6 - Fire-fighting Measures
Extinguishing media - Multipurpose dry chemical or multipurpose CO2.
Fire fighting procedures - Evacuate area. Self-contained breathing apparatus must be worn to
prevent possible inhalation of acid mists, smoke and decomposition products in a fire. Remove all
ignition sources. Cool battery(s) to prevent rupture.
Unusual fire and explosion hazards - Hydrogen gas may be produced and may explode if ignited.
Remove all ignition sources. Ventilate area.
Section 7 - Accidental Release Measures
Spill or leak cleanup procedures: Avoid contact with acid materials. Use soda ash, baking soda or
lime to neutralize acid if released
Waste disposal: Dispose of in accordance with all local, state, and federal regulations.
Handling - Do not carry battery by terminals. Do not drop battery, puncture or attempt to open
battery case. Keep away from flames during and immediately after charge. Avoid prolonged
Storage - Store at ambient room temperature. Do not subject product to open flame or fire. Avoid
conditions which could cause arcing between battery terminals.
Hygiene - Wash hands thoroughly before eating or smoking after handling batteries.
Section 9 - Exposure Control
Material
Lead compounds
Exposure Limits
Sulfuric Acid Electrolyte
0.05 mg/m.3
1.00 mg/m3 OSHA
2
•

<<<PAGE 8>>>

-
Section 10 -Personal Protection:
Eye: Not necessary under normal conditions of use for finished product.
Skin: Not necessary under normal conditions of use for finished product.
Respiratory: Not necessary under normal conditions of use for finished product.
Ventilation: Not necessary under normal conditions of use for finished product.
Work Practices: Not necessary under normal conditions of use for finished product.
Section 11 - Physical and Chemical Properties
Boiling Point:
N/A
Appearance/Odor:
Vapor Pressure:
N/A
N/A
Specific Gravity (H2O=1):
Vapor Density (air=1) N/A
Melting Point:
N/A
Solubility in water:
N/A
Evaporation Rate:
N/A
N/A
(Butyl Acetate = 1)
Section 12 - Stability and Reactivity
Stability:
Stable
Conditions to avoid:
Avoid shorting, use only approved charging methods. Do not
Hazardous reactions:
puncture battery case
N/A
Decomposition Products:
N/A
Hazardous Polymerization:
Will not occur
Section 13 - Toxicological Information
Threshold limit value: Not applicable for finished product.
Route of entry: Not applicable for finished product under normal conditions of use.
Signs of symptoms of acute exposure: None expected for finished product under normal
conditions of use.
Chromic Exposure: None expected for finished product under normal conditions of use.
Medical Conditions aggravated by exposure: None expected for finished product under normal
conditions of use.
Effects of overexposure, conditions to avoid: No exposure expected for finished product.
However, do not puncture or open battery case. Acid electrolyte may be released. Use only
standard charging methods. If overcharged, battery may release gases (Hydrogen and oxygen).
Carcinogen listing: NTS: no IARC: no OSHA regulated: NA for finished product under normal
conditions of use.
Section 14 - Disposal Considerations
Send to a lead recycling facility which follows applicable Federal, State and Local regulations for
routine disposition of spent or damaged batteries. The distributor / user is responsible to know
that "spent" and/or "damaged" batteries (scrap batteries) are disposed of in an environmentally
sound way in accordance with all applicable Federal, State, and Local Environmental Regulations.
OPTIMA batteries are 100% recyclable by any licensed reclamation operation.
Section 15 - Regulatory Information
According to the OSHA Hazard Communication Standard, Sealed Lead Acid Battery in its
manufactured and supplied state is considered non-hazardous.
Transportation:
Sealed Lead Acid Battery is not a DOT Hazardous Material.
3

<<<PAGE 9>>>

Section 16 - Supplemental Information
Under the Dangerous Goods Regulations, 34" Edition, Effective 1 January 1993, produced by
International Air Transport Association (IATA): OPTIMA batteries are classified as non-
regulated by special provisions A-48 and A-67 for UN Number of UN2800: Batteries, wet, non-
spillable, electric storage:
A-48: Packaging tests are not considered necessary.
A-67: Non-spillable batteries are considered to be non-dangerous if, at a temperature of 55°C
(130°F), the electrolyte will not flow from a ruptured or cracked case and there is no free liquid to
flow and if, when packaged for transport, the terminals are protected from short circuit.
The manufacturer of this finished article cannot foresee every possible use or misuse of the
product. However, the following information is supplied:
In its manufactured and supplied state, the product is considered non-hazardous. Excessive
overcharging or abuse to the terminals can result in the release of gases (hydrogen and oxygen).
As a general practice, batteries should not be used in enclosed, non-ventilated spaces. Avoid
immersion in water as it may lead to hydrogen generation. If the battery is crushed in a collision
or similar accident, the absorbent separator may be squeezed causing the release of a small amount
of acid electrolyte. Neutralize the acid electrolyte with baking soda and flush with plenty of water.
Under the Code of Federal Regulations #49, October 1, 1994 Edition, OPTIMA batteries are
classified as an exception from all other requirements or conditions as stated in the following
areas: Batteries, wet, 173.159 (d)(3)(i) and (d)(3)(i)(i).
(d)(3)(i):
vibration test
(d) (3)(1)(i):
pressure differential test
These conditions have been tested and certified by the following: Energy Research Laboratory
Information is on file at main company location.
(ERL A/S), Batteritest Laboratory, Munkebjergvaenget 13, DK-5230, Odense M. Denmark.
The information and recommendations contained herein have been compiled from sources
believed to be reliable and to represent current knowledge on the subject. No warranty, guarantee,
or representation contained herein and OPTIMA Batteries, Inc., its subsidiaries or affiliates
assume no responsibility in connection therewith, nor can it be assumed that all acceptable safety
measures are contained herein, or that other or additional measures may not be required under
particular or exceptional conditions or circumstances.
4

<<<PAGE 10>>>

_LULODUL
the
OPTIMA
MANUAL

<<<PAGE 11>>>

the
OPTIMA
MANUAL
OPTIMA
BATTERIES
THE ULTIMATE STARTER

<<<PAGE 12>>>

TABLE OF CONTENTS
SECTION
TOPIC
PAGE
Table of Contents........
..i
Introduction..
... 1
2
The OPTIMA Manual.......
3
...2
History of the OPTIMA Battery..
....3
4
OPTIMA Concept and Design..
5
4
Summary of Features and Benefits.
5
6
Understanding the OPTIMA Technology...
.. 6
7
OPTIMA Versus Conventional Batteries..
8
....9
The OPTIMA: Features, Functions, Benefits
9
.. 13
The OPTIMA Battery: Applications and Advantages.
..23
Quick Reference Customer Benefit Chart
..28
10
Inappropriate Uses of OPTIMA S.L.I. Batteries. ....
11
..29
Quality Control in Action - The Bitrode/Finishing Line
..30
12
Rating of S.L.I. Batteries
(Starting, Lighting, Ignition)......
13
.31
Basic Battery Technology and Terminology..
..32
A. What is a Battery?....
..32
B. Various Types of Batteries..
..33
C. What Happens Inside a Lead-Acid Battery?...
..34
D. Types of Lead-Acid Batteries..
36
14
Charging Procedures........
37
A. Charging with an Alternator/Generator.
38
B. Charging with an External Charger..
...38
C. Recommended Charging Limits for OPTIMA Batteries
......39
D. Problems Caused by Incorrect Charging Procedures.
...39
Appendix A: Glossary...........
41

<<<PAGE 13>>>

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August 14, 1996

<<<PAGE 14>>>

1. INTRODUCTION
The OPTIMA battery represents a new standard for the automotive S.L.I (Starting, Lighting,
Ignition) market. Its superior starting ability, high reserve capacity, long life, safety, and versatility make
it outstanding for a wealth of uses. One customer recently praised it as "the most dependable, lowest
maintenance battery on the market today."
What makes the OPTIMA unique? Its SPIRALCELL, sealed design provides more power for faster,
crisper starts at any temperature. It outperforms flat plate batteries by three to one. The OPTIMA
delivers an amazing 800 cold cranking amps for the 12 volt 800S and 800U models. Completely sealed,
the OPTIMA is maintenance-free; it is much safer than conventional batteries since it cannot spill or
leak. Its tightly-wound spiral elements resist jarring and vibration, making the OPTIMA an ideal choice
for almost any application or equipment.
Introduced in 1984, the OPTIMA is the result of nearly 20 years of research and development.
Originally developed by the Gates Rubber Company of Denver, Colorado, OPTIMA Batteries, Inc. is
now owned by Gylling OPTIMA Batteries, A.B. of Stockholm, Sweden. All OPTIMA batteries are
manufactured at the company's Colorado facility in Aurora. OPTIMA batteries are sold wholesale to
distributors throughout the U.S. and abroad.
in a wide range of applications including:
While originally designed for the automotive S.L.I market, OPTIMA batteries are finding acceptance
Commercial fleets - passenger cars, light trucks, vans, utility vehicles
• Private automobiles, light trucks and vans
• Diesel-powered vehicles - light and medium sized trucks
• Agricultural, forestry and construction equipment - tractors, harvesters, dump trucks, water
trucks, generators, fork lifts, skid loaders
Marine starting applications - fishing boats, house boats, sail boats, ski boats
•
Collector and specialty vehicles - antique cars, show cars, custom cars, street rods, lowriders
Motor sports and racing cars
Car audio systems
• Military Aerospace Ground Support Equipment (AGE), generators, and military vehicles
This manual is a complete reference source regarding the OPTIMA's design, technical
specifications, features, benefits, applications, warranty and more. Please contact us at 303-340-7440
(phone) or 303-340-7474 (fax) with any questions you many have about the OPTIMA battery.
1
August 14, 1996

<<<PAGE 15>>>

2. THE OPTIMA MANUAL
in representing OPTIMA batteries.
This manual is your source for reference, background information, and tools to enhance your success
REFERENCE:
Use this manual as a reference tool. You'll find the answers to most questions in "The OPTIMA
Manual. " We've included summaries of features, functions, and benefits; specifications;
applications; basic battery technology; warranty procedures; a glossary; and more.
BACKGROUND INFORMATION:
Learn about the OPTIMA battery, its advantages, and how it compares to conventional battery
for so many applications. We've included a time line describing the battery's development. This
technology. We start by explaining the new OPTIMA technology, describing why it is superior
manual also covers basic battery technology, terminology, and testing procedures.
TOOLS:
Understand the OPTIMA technology and how to apply it to applications. Testimonial letters that
describe how the OPTIMA battery is saving customers time and money are available.
2
J
August 14, 1996

<<<PAGE 16>>>

3.
HISTORY OF THE OPTIMA BATTERY
1973
Gates Rubber Company, one of the world's largest producers of rubber products for the automotive industry,
develops the initial battery technology incorporating a SPIRALCELL with recombinant technology. The
company produces millions of battery cells for tools, appliances, and emergency lighting.
i
1983
Gates recognizes the need for an advanced automotive battery. The company begins research and
development to further explore the battery technology.
1984
The S.L.I. (Starting, Lighting, Ignition) battery project team is established at Denver, Colorado.
1987
Limited S.L.I. production begins; the first automotive batteries go to market.
1990
Gates incorporates the division as OPTIMA Batteries, Inc.
Gylling Teledata A/S of Norway begins limited importation and distribution of OPTIMA batteries.
Soon after, Gylling obtains distribution rights for all of Scandinavia.
1991
Gates divests itself of OPTIMA Batteries, Inc.
1992
The Gylling Group of Scandinavia purchases OPTIMA Batteries, Inc. from Gates.
1993
Public demand for the OPTIMA battery begins to rapidly increase.
1994
OPTIMA Batteries, Inc. breaks ground for a new, larger, modern
manufacturing facility in Aurora, Colorado.
1995
OPTIMA Batteries Inc. moves into its new headquarters in Aurora, Colorado. Sub-contract with General
Motors is signed to develop a monoblock battery for their hybrid vehicles.
1996
Full production begins at new facility and sales efforts expand throughout the
North and South America as well as world-wide.
August 14, 1996

<<<PAGE 17>>>

OPTIMA CONCEPT AND DESIGN
Lighting, & Ignition) battery.
Several parameters were of critical importance during the design of the OPTIMA S.L.I. (Starting,
What requirements were crucial for
the design of the OPTIMA battery?
Capability
High power for quick, sure engine starts.
(Performance)
• Ample electrical reserve capacity.
V Safe to operate.
v Compact in size and weight compared to traditional
Construction
S.L.I. batteries with similar output.
r Compatible with most vehicles.
v Operates in any position or orientation, even upside
down.
No spillage even if the case is cracked.
r Recyclable.
v Truly zero maintenance.
Maintenance
V Low self discharge rate for a long shelf life.
r Long operational life.
v Rapid charge (recharge) rate.
Resilience
Dependable even in extreme hot and cold
temperatures.
• Resistant to vibration, impact, and jarring.
The OPTIMA battery, with significantly fewer parts, appears to be simple in design when compared
to traditional battery construction. Still, it is a very complicated battery to mass produce. Not only is
the design unique, but most of the manufacturing equipment had to be specially designed and built to
produce the OPTIMA.
4
August 14, 1996

<<<PAGE 18>>>

5. SUMMARY OF FEATURES AND BENEFITS
• SUPERIOR STARTING CAPACITY.
The OPTIMA delivers 800 Cold Cranking Amps (C.C.A.) for the 800S and 800U
models and 850 C.C.A. for the 6 volt battery (CCA is measured @ 0ºF or -18°C). The
1000M marine starting battery is rated at 1000 Cranking Amps (CA is measured @ 32°F
OI 0°C).
CANNOT CRACK DUE TO FREEZING.
OPTIMA's unique separator material allows for expansion in the event of freezing.
ZERO MAINTENANCE.
Completely sealed. There is no venting to corrode the terminals, connectors, battery tray,
or surrounding equipment. Customers never need to add water.
EASY TO TRANSPORT.
Because the OPTIMA battery is considered non-hazardous/now-dangerous, it can be
shipped by air.
FASTER RECHARGE.
Recharge in less time due to low internal resistance and tight plate spacing.
FITS MOST VEHICLES AND EQUIPMENT.
HANDLES ABUSIVE TEMPERATURES.
Operates effectively in extreme hot or cold temperatures.
HIGH RESERVE CAPACITY.
OPTIMA has a reserve capacity of 120 minutes.
LONGER SHELF LIFE.
After one year it will start most engines. Total shelf life is 2 years or more.
MUCH SAFER.
location and is less likely to explode.
Absorbed electrolyte, no free acid to spill or leak. The OPTIMA can be installed in any
OUTLASTS CONVENTIONAL BATTERIES.
OPTIMA.
The high purity lead grids minimize plate corrosion and plate deformation in the
RESISTANT TO VIBRATION.
Tightly-wound SPIRALCELL ™ resists jarring, vibration, and shedding of the active
paste material.
•. VERSATILITY OF INSTALLATION.
OPTIMA can be installed in any orientation, even upside down.
5
August 14, 1996

<<<PAGE 19>>>

6. UNDERSTANDING THE OPTIMA TECHNOLOGY,
conventional battery.
To better understand the OPTIMA battery, let's compare it to the design and construction of a
i
in approximately 100 years.
Traditional batteries are constructed with about 120 different parts and have undergone little change
TERMINAL
TAPERED
POSTS
VENT PLUGS
THROUGH THE
CONNECTORS
PARTITION
COVER
-POST STRAP
-PLATE LUGS
POSITIVE
PLATE
ENVELOPE
SEPARATORS
:
CONTAINER
ELEMENT RESTS
SEDIMENT SPACE
Figure 1
CONVENTIONAL FLAT PLATE BATTERY
6
J
August 14, 1996

<<<PAGE 20>>>

The OPTIMA battery requires only 30 components; this means there is less opportunity for failure.
Four letion origin. The scle pete are separated b
injection-molded case. The cells are electrically connected with thick cast lead intercell straps. The
design greatly reduces the potential for mechanical failure.
electrolyte is injected and totally absorbed within the separator material between the plates. This unique
pressure valve
Resealable
Corrosion-free/Zero
maintenance terminals
Minimal free space
Heavy cast-on straps
Individual cell chambers
Sealed plastic case
Starved electrolyte design
Microporous
glass separator
Thin, high-purity grids
Figure 2
OPTIMA SPIRALCELL BATTERY DESIGN
7
August 14, 1996

<<<PAGE 21>>>

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:
August 14, 1996
:

<<<PAGE 22>>>

OPTIMA VERSUS CONVENTIONAL BATTERIES
21Z PLATE/ GRID CONSTRUCTION S
OPTIMA
Conventional battery design
High purity lead plates are used to make the grid for
cells of the OPTIMA battery. Two long
In conventional batteries, each cell contains a series
continuous bands of grid are wound into a tight
of short flat grids. Materials such as antimony and
spiral configuration then pressure inserted into
calcium are added to the grids to improve strength
individual cylinders within the case. This design
and stiffness needed for manufacturing. These alloys
provides the cell's mechanical strength, eliminating
can increase plate corrosion, self discharge, internal
the need for alloys in the lead.
resistance, and promote shedding of the active
material (lead paste applied to grid).
Using unalloyed lead extends the life of the
OPTIMA grid will resist corrosion and last longer
OPTIMA battery by reducing grid corrosion. The
As a result, the battery loses capacity and power.
With age, the grids shed their active paste material.
in high temperature environments.
engines are harder to start and in cold temperatures.
This power loss becomes especially noticeable when
While conventional batteries are adversely affected
by heat, the effects of heat on a high purity lead
Using alloys in the grid sacrifices performance for
OPTIMA battery are minimal.
and paste adherence but lowers electrical
strength. For example, antimony improves castability
internal resistance. This low resistance allows the
The use of high purity lead contributes to the low
conductivity and increases the rate of self discharge
and gassing.
to meet the demands of vehicle electrical systems
OPTIMA to deliver high amounts of power quickly
When a conventional battery is stored for long
and on-board electronic components.
periods without recharging, the alloys in the grid
corrode. This shortens the battery's life considerably.
Another advantage of using the high purity lead is a
low self-discharge rate. The alloys in conventional
material and the grid, causing a loss of electrical
batteries accelerate the reaction between the active
charge.
(See Figure 2)
(See Figure 1)
August 14, 1996

<<<PAGE 23>>>

CELL DESIGN
OPTIMA
Conventional battery design
Individual cells of the OPTIMA contain only two
purity lead plates are wound into a tight spiral, and
plates, one positive and one negative. These thin high
The cell of a conventional battery contains several
plates connected together and suspended in a pool of
separator is very thin, allowing for closer plate
are separated by an absorbent glass material. The
electrolyte. Alloys are added to the lead grid to
increase its strength and stiffness. Stiffness and
the flow of current and lowers the internal resistance.
spacing. The close proximity of the plates enhances
strength are required for the plates to retain the active
material during operation and to make the plates
The porous separator material retains the electrolyte
easier to work with during manufacturing.
like a sponge, preventing the active material on the
plates from drying out.
intribute to corrosion, higher internal resistance at
hile the alloys add strength to the grid, they al
The tightly wound spiral allows the use of a very thin
shedding of active grid material.
more winds in the spiral. This increases the amount of
Using thinner plates allows
surface area in the cell, thus boosting the amount of
Sufficient space between the plates in the cell is
power generated from the battery. The plate surface
electrical shorts. This material falls from the plates
required for shedding of the active material to prevent
similar size conventional battery and utilizes almost
area of an OPTIMA cell is much larger than that of a
and accumulates at the bottom of the case.
the full height of the container.
The extra space results in a larger battery with higher
After the cell is wound, it is pressure-inserted into an
internal resistance and lower energy density (energy
individual cylinder chamber with a tight interference
per pound) than the OPTIMA.
fit. This design increases the strength of the cell and
prevents the active paste from falling off or shedding.
material throughout the life of the battery. When a
The flat, suspended grids cannot retain the active lead
The tightly wound cell resists vibration. There is no
conventional battery is used in harsh conditions such
free space between the plates. This prevents
as high temperatures or high vibration, shedding of
movement of the plates which causes plate to plate
the active material increases. This causes a loss in
shorting and shedding of the active material.
battery power and capacity which leads to battery
failure. Typically, the battery fails due to loss of
active material or plate to plate shorting.
10
August 14, 1996
i

<<<PAGE 24>>>

ELECTROLYTE:
OPTIMA
• Conventional battery design
The OPTIMA battery is an absorbed electrolyte,
gas recombinant battery. All the electrolyte is
A conventional battery is a flooded system. Flooded
material between the plates in the SPIRALCELL.
absorbed (like a sponge) within the separator
the level of the plates. This excess electrolyte is required
means that there is excess electrolyte in the battery above
to prevent the plates from drying out, which causes
The electrolyte consumes approximately 95% of
sulfation of the active material. This leads to a failure of
the voids in the separator material. The remaining
the sulfated part of the plate, which reduces the capacity
5% is left as open space for gas passages.
of the battery.
positive plate combines with the hydrogen at the
During the charging procedure, oxygen from the
Gases in a conventional battery collect in the free space
above the plates; which are then vented from the battery.
negative plate to form water which recombines
When a battery is overcharged, gassing increases. The
can be totally sealed. Since the electrolyte is
with the electrolyte. Thus, the OPTIMA battery
gases being vented (hydrogen and oxygen) are very
combustible. If ignited, they could cause a battery
if the case is ruptured or broken.
contained within the separator, it cannot leak, even
explosion
A portion of the vented gas corrodes the battery cables
Since the electrolyte cannot escape via leakage,
and connectors. This corrosion is often noticeable by the
evaporation or venting, the plates will not dry out
appearance of a white powder or blue/green fuzz on the
and cause loss of capacity.
terminals.
Because the OPTIMA never needs water and does
The conventional battery case must contain vents for
vehicle.
not vent, it can be mounted anywhere in the
gases to escape. If the battery is tipped over or tilted, acid
will leak from the vents. If the case is cracked or
ruptured, the acid will spill. Loss of the acid will cause
should not be installed in an air-tight space. Some
Good engineering practices dictate that any battery
the conventional battery to fail. The escaped acid can
also cause harm to people, equipment, and the
charging system fails, causing an abusive
ventilation is necessary in case the vehicle's
environment.
overcharge. Overcharge could cause the
OPTIMA's internal safety valves to release some
of the pressure within the battery case. If this
happens, some of the internal gases would escape.
The sealed, no-venting design eliminates corrosion
of battery cables, connectors, and vehicle
components.
August 14, 1996

<<<PAGE 25>>>

i
Figure 3
THE OPTIMA SPIRALCELL
12
August 14, 1996

<<<PAGE 26>>>

8.
THE OPTIMA: FEATURES, FUNCTIONS, AND BENEFITS
OPTIMA BATTERIES
FEATURE
FUNCTION
BENEFIT
132*
Greater plate surface
area
• Increases starting power.
* 800 C.C.A. (cold cranking amps).
• Recharges more quickly.
SPIRAL
Strigger mechanical
V Withstands vibration thereby increasing life.
• Eliminates shedding of active material.
:
+ Reduces internal shorting.
CELL
High purity lead grid
• Reduces corrosion for longer life.
/ Lower self discharge.
• Lower internal resistance increases
DESIGN
conductivity for more starting power and.
quicker recharging.
Thinner plates / grid
V Higher C.C.A. means more starting power.
V Faster recharging.
Closer, consistent
plate spacing
r More effective chemical reaction increases
starting power.
/ Faster recharging.
Reduced battery size
V Higher power-to-weight ratio
• Produces power equivalent to
conventional batteries several times its
size.
V Fits more vehicles.
August 14, 1996

<<<PAGE 27>>>

Charger:
Alternátor
Power
Current
Supply
HO
Absorbed
Separator
PbO
Electrolyte
•
Pb
H2O
02
H2o
Figure 4
ABSORBED ELECTROLYTE
Figure 4 shows the absorbent separator material wound between the
positive and negative plates of the OPTIMA SPIRALCELL.
14
August 14, 1996
-

<<<PAGE 28>>>

• •
OPTIMA BATTERIES
FEATURE
FUNCTION
BENEFIT
Precise quantity of
• Fills approximately 95% of the voids in
:
electrolyte in each
cell (computer
controlled filling
process)
sealed battery
v Proper distribution of acid for efficient
operation and longer life.
ABSORBED
Absorbent separator
ELECTROLYTE
material
V Allows hydrogen and oxygen gases to
recombine into water, making the
battery completely maintenance free.
& Tightly wound separator material
prevents internal shorting between the
battery failure.
plates, eliminating a common cause of
• Voids in the separator material provide
expansion capacity in case the battery
from cracking.
freezes. This helps to prevent the case
• No spilling/leaking. Absorbent separator
ruptured.
retains electrolyte even if case is
V Allows use of taller plates to better
utilize case height. This results in more
plate surface areas and higher power.
August 14, 1996

<<<PAGE 29>>>

Figure 5
:
The completely sealed OPTIMA recombinant battery prevents electrolyte from escaping.
It can be mounted in any orientation, even upside down.
16
August 14, 1996

<<<PAGE 30>>>

OPTIMA BATTERIES
FEATURE
FUNCT
- **truncated:** true
- **body characters:** 83409
