# Nuclear Regulatory Commission — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** CHI-92-002
- **title:** Nuclear Regulatory Commission — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 1992-10-13
- **effective on:** Not available
- **summary:** CHI-92-002 response to Nuclear Regulatory Commission concerning 173.7.
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- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/Hazmat/ChiefCounsel/CHI-92-002.pdf
**body:**

<<<PAGE 1>>>

0 S Deponrnenl
o f Tronspononon
Research and
Special Programs
Administration
:" . ~ .
·
-
.... "". . . . '
Martin G. Malsch, Esq.
Deputy General Counsel for
Licensing and Regulation
Nuclear Regulatory Commission
Washington, D.C. 20555
OCT I 3 1 992
Dear Mr. Malsch:
I am responding to your August 26, 1992 letter concerning
whether the Hazardous Materials Transportation Act (HMTA) , 49 App. u.s.c. § 1801 et seq., requires Department of Energy
(DOE) contractors to comply with Nuclear Regulatory Commission
(NRC) packaging and transportation regulations.
- - -
..
The HMTA was amended significantly in 1990 by the Hazardous.
Materials Transportation Uniform Safety Act (HMTUSA), Pub. L.
No. 101-615, 104 Stat. 3244 (1990). A new provision, codified
at 49 App. u.s.c. § 1818, states:
Any person who, under contract with any department
. of the Federal government, transports, or
causes to be transported or shipped, a hazardous
material . . . shall be subject to and comply with
all provisions of this chapter, all orders and
regulations issued under this chapter, and all
other substantive and procedural requirements of
Federal, State, and local governments and Indian
tribes (except any such requirements that have
been preempted by this chapter or any other
Federal law) , in the ~ame manner dnd to the same
extent as any person engaged in such activities
that are in or affe ct commerce is subject to such
provisions, orders, regulations, and requirements.
/ I
This provision simply denies sovereign immunity to government /
contractors, and its legislative history indicates that it does
not represent a change in the law. As cited in your letter:
Section (20) adds a new section [120) to the [HMTA].
New section [120) clarifies that contractors with the
Federal Gove:z;-.r:unent are subject to the same · regulat io ns

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governing the transportation of hazardous mat ~ ~ial as
,- :• any other shipper or carrier. The Committee firml y
states that this amendment is to remove any lingering
doubt on this point. It is the Committee's firm
position that this simply restates existing law. (H.
Rept. No. 101-444 (Part 2), 101 Cong., 2d Sess. 43
(1990))
Therefore, agencies' pre-HMTUSA regulatory prerogatives remain
unchanged. This provision requires government contractors to
comply with legal requirements applicable to them; however, it
does not require them to comply with requirements from which
they are excluded or exempted, nor does it require regulatory
agencies to apply all their requirements to any or all
government contractors.
For example, there are several regulatory exceptions in the
Hazardous Materials Regulations (HMR) (49 C.F.R. Parts 171-
180) which frequently are used by DOE contractors. Thus, under
49 C.F.R. §§ 173.7(b) and 177.806(b), national security
shipments of Class 7 (radioactive) materials made by or under --
DOE or Department of Defense direction or supervision, and
escorted by personnel specifically d e signated by or under the
authority of either agency, are not subject to the HMR.
Similarly, DOE, its contractors, and . others are excepted from
compliance with certain HMR packaging requirements when they
use packagings made by or under DOE's direction for the
transportation of Class 7 materials. 49 C.F.R. § 173.7(d). To
qualify for this exception, the packagings must be evaluated,
approved, and certified by DOE against packaging standards
equivalent to those specified in 10 C.F.R. Part 71. These
packages also must be marked and prepared for shipment in a
manner equivalent to the HMR's requirements for Nuclear
Regulatory Commission (NRC)-approved packagings.
Just as the Research and Special Programs Administration is not
required by the new statutory provision to apply any or all
portions of the HMR to government contractors, the NRC is not
required to apply any or all of its regulations to governmen t
contractors. For example, NRC need not expand the applicabi-
lity of its packaging and transportation regulations beyond
the certificate holders and licensees now covered by its
regulations. 10 C.F.R. § 71.0(c). To the extent government
contractors fall within those categories, they are subject to , ~
the NRC regulations; however, government contractors which are
n ot certificate holders or licensees need not comply.
~ . .. -.
,,.1·
.., ...
2

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In a ummary, 49 App. u.s.c. 1818 does not require that D OE
contractors comply with NRC transportation regulations which
are not applicable to them . It only requires that DOE
contractors comply with those NRC regulations which are
applicable to them. This provision also does not require NRC
to change its regulations to apply them to all government
contractors.
If you have any questions concerning this matter, please
contact me at 202-366-4400.
Sincerely,
udith s. Ka eta
Chief Counsel
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