# Northern Utilities / Unitil Corporation — Pipeline Safety Interpretation

- **operation:** document
- **citation:** PI-14-0016
- **title:** Northern Utilities / Unitil Corporation — Pipeline Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2015-04-21
- **effective on:** Not available
- **summary:** PI-14-0016 response to Northern Utilities / Unitil Corporation concerning 192.201, 192.621.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-pi-14-0016.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-pi-14-0016.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-pi-14-0016
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/Pipeline/2015/Northern_Utilities_Inc_PI_14_0016_04_21_2015_Part_192.pdf
**body:**

<<<PAGE 1>>>

U.S. Department of Transportation
Pipeline and Hazardous Materials
Safety Administration
1200 New Jersey Ave, S.E.
Washington, D.C. 20590
APR 21 201S
Mr. Christopher J. LeBlanc
Director, Gas Operations
Unitil Corporation
325 West Road
Portsmouth, NH 03 801
Dear Mr. LeBlanc:
In a letter to the Pipeline and Hazardous Materials Safety Administration (PHMSA) dated
September 5, 2014, on behalf ofNorthern Utilities, Inc. (Northern), Unitil requested an
interpretation on the applicability of the Federal gas pipeline safety regulations at 49 CFR
Part 192. Specifically, you asked about the requirements for maximum allowable operating
pressure (MAOP) and system pressures during normal operation of a gas distribution system and
during a system emergency caused by the failure of pressure regulating equipment.
You explained your system as follows: Northern operates a pressure regulating station at the
point on its distribution system where it takes gas from Granite State Gas Interstate transmission
pipeline. 1 At the point of interconnection, the Granite State pipeline is operated at a MAOP of
492 psig. The MAOP ofNorthern's downstream distribution system is 56 psig. Northern's
facilities at the station are configured as a dual-run. Run 1 is the primary run. Run 2 serves as a
back-up if Run 1 were ever to fail in the closed position (diagram of the line was provided).
Each Run is equipped with a "worker" regulator and a "monitor" regulator. On Run 1, the set
point on the "worker" regulator is 53 psig. The set point on the "monitor" regulator is 55 psig.
A pressure gage is installed approximately six feet downstream of the pressure regulation
equipment. The company's supervisory control and data acquisition (SCADA) system monitors
a pressure sensor that is at the end of the distribution system (at the furthest point downstream of
the regulator station). Recently, a failure of the worker regulator was simulated to assess the
operation ofNorthern's over pressure protection. As the worker regulator failed the adjacent
downstream pressure gauge indicated a gradual increase in pressure to 57.2 psig for
approximately one minute, after which the pressure returned to and remained at the 55 psig set
point ofthe monitor regulator. At no point during the simulation did the pressure rise above
57.2 psig. Northern believes that the observed pressure increase to 57.2 psig for approximately
one minute resulted from the normal build-up pressure due to the mechanical operation of the
monitor regulator. This assessment has been confirmed by the manufacturer of the regulator.
1 Northern and Granite State are wholly owned subsidiaries of Unitil Corporation.
The Pipeline and Hazardous Materials Safety Administration, Office of Pipeline Safety provides written
clarifications of the Regulations ( 49 CFR Parts 190-199) in the form of interpretation letters. These letters reflect
the agency's current application of the regulations to the specific facts presented by the person requesting the
clarification. Interpretations do not create legally-enforceable rights or obligations and are provided to help the
public understand how to comply with the regulations.

<<<PAGE 2>>>

2
During this simulated failure, the SCADA pressure sensor at the end of the Northern system did
not register a pressure increase to 57.2 psig. The SCADA pressure sensor registered a pressure
of 53 psig before the failure simulation, and a pressure of 55 psig after the failure simulation
until the worker regulator was returned to service at 53 psig.
Based on the above information, Northern requests interpretation on the following two issues:
1. 2. During normal operation (i.e., no system emergency) of a high pressure distribution
system with a properly established MAOP of 56 psig, does the operator violate
§ 192.621(a) ifthe system is operated above 56 psig?
During a system emergency, such as a failed worker regulator, on a high pressure
distribution system with a properly established MAOP of 56 psig, does the operator
violate§ 192.201(a) if the system pressure does not exceed 62 psig?
Section 192.621(a) states:
(a) No person may operate a segment of a high pressure distribution system at a pressure
that exceeds the lowest of the following pressures, as applicable:
(1) The design pressure of the weakest element in the segment, determined in accordance
with subparts C and D of this part.
(2) 60 psi ( 414 kPa) gage, for a segment of a distribution system otherwise designed to
operate at over 60 psi ( 414 kPa) gage, unless the service lines in the segment are
equipped with service regulators or other pressure limiting devices in series that meet the
requirements of§ 192. i 97( c).
(3) 25 psi (172 kPa) gage in segments of cast iron pipe in which there are unreinforced
bell and spigot joints.
( 4) The pressure limits to which a joint could be subjected without the possibility of its
parting.
(5) The pressure determined by the operator to be the maximum safe pressure after
considering the history of the segment, particularly known corrosion and the actual
operating pressures.
Response 1- Yes, the operator violates § 192.621 (a) if the MAOP is exceeded during normal
operating conditions. Under the regulation, operators must use pipeline pressure
control equipment sized for pressure control with pressure sensors, actuators and
control or relief valves that react in a timely manner and have pressure settings
that do not exceed MAOP in accordance with Part 192.
Section 192.201(a) states:
(a) Each pressure relief station or pressure limiting station or group of those stations
installed to protect a pipeline must have enough capacity, and must be set to operate, to
insure the following:
The Pipeline and Hazardous Materials Safety Administration, Office of Pipeline Safety provides written
clarifications of the Regulations ( 49 CFR Parts 190-199) in the form of interpretation letters. These letters reflect
the agency's current application of the regulations to the specific facts presented by the person requesting the
clarification. Interpretations do not create legally-enforceable rights or obligations and are provided to help the
public understand how to comply with the regulations.

<<<PAGE 3>>>

3
(1) In a low pressure distribution system, the pressure may not cause the unsafe operation
of any connected and properly adjusted gas utilization equipment.
(2) In pipelines other than a low pressure distribution system:
(i) If the maximum allowable operating pressure is 60 psi ( 414 kPa) gage or more, the
pressure may not exceed the maximum allowable operating pressure plus 1 0 percent, or
the pressure that produces a hoop stress of75 percent ofSMYS, whichever is lower;
(ii) If the maximum allowable operating pressure is 12 psi (83 kPa) gage or more, but less
than 60 psi ( 414 kPa) gage, the pressure may not exceed the maximum allowable
operating pressure plus 6 psi (41 kPa) gage; or
(iii) If the maximum allowable operating pressure is less than 12 psi (83 kPa) gage, the
pressure may not exceed the maximum allowable operating pressure plus 50 percent.
Response 2-No, the operator does not violate§ 192.201(a) as long as the MAOP limits are met
during a system emergency and the pipeline meets the Subpart D - Design of
Pipeline Components requirements. In this case, the emergency operating limit is
62 psi (56+ 6 psi). Emergency operating overpressure conditions are only allowed
for the time required to activate the overpressure protection device and are not
meant for long term or frequently occurring normal operating or periodic
maintenance conditions and, therefore, require immediate response by the operator
either to shut down or reduce the operating pressure to the normal operating
conditions.
Finally, we would note that based upon your actions described in your letter, there may be some
confusion about appropriate testing and maintenance of a pressure limiting or regulator station
for buildup and set point. Conducting a simulated test on a pressure limiting or regulator station
that is not isolated from the system does not constitute a system emergency. It is a normal
operation subject to the limitations described above. The pressure limiting or regulator station
should be isolated from the system prior to any testing of buildup and set points.
If we can be of further assistance, please contact Tewabe Asebe of my staff at 202-366-5523.
Sincerely,
Director, Office of Standards
and Rulemaking
The Pipeline and Hazardous Materials Safety Administration, Office of Pipeline Safety provides written
clarifications of the Regulations ( 49 CFR Parts 190-199) in the form of interpretation letters. These letters reflect
the agency's current application ofthe regulations to the specific facts presented by the person requesting the
clarification. Interpretations do not create legally-enforceable rights or obligations and are provided to help the
public understand how to comply with the regulations.

<<<PAGE 4>>>

0 Unitil
September 5, 2014
Mr. Jeff Wiese
Associate Administrator
U.S. Department of Transportation
Pipeline and Hazardous Materials Safety Administration
East Building, 2nd Floor
1200 New Jersey Ave., SE
Washington, DC 20590
Dear Mr. Wiese:
I am writing on behalf of Northern Utilities, Inc. d/ b/ a Unitil ("Northern") to request
an interpretation from the Pipeline and Hazardous Materials Safety Administration
("PHMSA") on two questions regarding the requirements of 49 C.F.R. Part 192
concerning maximum allowable operating pressure ("MAOP"). Our questions relate to
MAOP and system pressures during normal operation of a distribution system and
during a system emergency caused by the failure of pressure regulating equipment.
We believe some pertinent background on our distribution system configuration and
the results of a recent regulator station failure simulation would be helpful to you.
System Configuration
Northern operates a pressure regulating station at the point on its distribution system
where it takes gas from Granite State Gas Transmission, Inc.'s ("Granite State")
interstate transmission pipeline.
1 Attachment A is a schematic of the station, which I
am providing for your reference.
Granite State's system at the point of interconnection is operated at an MAOP of 492
psig. The MAOP of Northern's downstream distribution system is 56 psig.
Northern's facilities at the station are configured as a dual-run. Run 1 on Attachment
A is the primary run. Run 2 serves as a back-up if Run 1 were ever to fail in the closed
position.
Each Run is equipped with a "worker" regulator and a "monitor" regulator. On Run 1,
1 Northern and Granite State are wholly owned subsidiaries of Unitil Corporation.
Christopher J . LeBlanc
Director, Gas Operations
leblanc@unitil.com
T 603.294.5166 C 978.833.1225 www.unitil.com
325 West Road
Portsmouth, NH 03801

<<<PAGE 5>>>

Mr. Jeff Wiese
September 5, 2014
Page 2 of 7
the set point on the "worker" regulator is 53 psig, which is 3 psig below the Northern
system MAOP. The set point on the "monitor" regulator is 55 psig, which is 1 psig
below the Northern system MAOP.
This configuration is designed to provide over pressure protection as follows: if the
"worker" regulator (set at 53 psig) were to ever fail to control downstream system
pressure, the "monitor" regulator would limit the downstream system pressure on
Northern's system to 55 psig (1 psig below MAOP).
A pressure gage is installed approximately six feet downstream of the pressure
regulation equipment. The Company's SCADA system monitors a pressure sensor that is
at the end of the distribution system (in other words, at the furthest point
downstream of t he regulator station).
Failure Simulation
Recently, a failure of the worker regulator was simulated to assess the operation of
Northern's over pressure protection. As the worker regulator was failed the following
was observed: the adjacent downstream pressure gauge indicated a gradual increase
in pressure to a high of 57.2 psig for approximately one minute, after which the
pressure returned to, and remained at, the 55 psig set point of the monitor regulator.
At no point during the simulation did the pressure rise above 57.2 psig. Northern
believes that the observed pressure increase to 57.2 psig for approximately one
minute resulted from the normal build-up pressure due to the mechanical operation of
the monitor regulator. Unitil's assessment has been confirmed by the manufacturer of
the regulator.
During this simulated failure, the SCADA pressure sensor at the end of the Northern
system did not register a pressure increase to 57.2 psig. The SCADA pressure sensor
registered a pressure of 53 psig before the failure simulation, and a pressure of 55 psig
after the failure simulation until the worker regulator was returned to service at 53
psi g.
Questions for Interpretation
Northern requests interpretation from PHMSA on two issues:
( 1) During normal operation (i.e., no system emergency) of a high pressure
distribution system with a properly established MAOP of 56 psig, does the
operator violate 49 C. F.R. § 192.621 (a) if the system is operated above 56 psig?
(2) During a system emergency, such as a failed worker regulator, on a high
pressure distribution system with a properly established MAOP of 56 psig, does
the operator violate 49 C. F. R. § 192.201 (a) if the system pressure does not
Christopher J. LeBlanc
Director, Gas Operations
leblanc@unitil.com
T 603.294.5166 C 978.833.1225 www.unitil.com
325 West Road
Portsmouth, NH 03801

<<<PAGE 6>>>

Mr. Jeff Wiese
September 5, 2014
Page 3 of 7
exceed 62 psig?
A. Northern's Position.
Northern believes that the answer to Question 1 is "yes," an operator violates the code
if during normal operations it purposefully operates the system above its property
determined MAOP. Although Part 192 does not permit a system to be operated above
MAOP, the code does allow system pressures that are slightly above MAOP caused by a
failure of pressure regulating equipment. For a high pressure distribution system with
an MAOP of 56 psig, Section 192.201 (a)(2) allows the maximum system pressure during
a system emergency to be no greater than 6 psig over MAOP, or 62 psig. Therefore,
Northern believes that the answer to Question 2 is "no," there is not a code violation if
the system pressure is 62 psig or lower during a system emergency. The rest of this
letter explains Northern's position in greater detail.
B. Code Analysis.
MAOP is defined in 49 C.F.R. § 192.3 (Definitions) as "the maximum pressure at which a
pipeline or segment of a pipeline may be operated under this part." Section 192.619
provides the means for determining MAOP for plastic and steel pipelines, Section
192.621 provides the means for determining MAOP for high pressure distribution
systems and Section 192.623 provides the means for determining MAOP for low
pressure distribution systems. Specifically, Section 192.621 (a) begins as follows:
(a) No person may operate a segment of a high pressure distribution
system at a pressure that exceeds the lowest of the following pressures,
as applicable ....
Section 192.621 (a), therefore, prohibits the "operation" of a distribution system at a
pressure that exceeds the lowest of several pressures stated in Section 192.621 (a).
Although "operate" is not defined in Part 192, based on the context in which it is used
in Part 192 we believe "operate" refers to the normal day-to-day operation of the
system, and is not intended to include a system emergency caused by the failure of a
worker regulator. See 49 C.F.R. § 192.605(a) (requiring operators to prepare and
follow "a manual of written procedures for conducting operations and maintenance
activities and for emergency response); 49 C.F.R. § 192.605(b) (listing procedures that
must be included in the O&M manual for "maintenance and normal operations" of
system).
Accordingly, we believe that maximum allowablr operating pressure is exactly what it
says it is: the maximum pressure at which a system can be operated under normal
operating conditions. Therefore, Northern believes that the answer to Question 1 is
yes, an operator violates the code if during normal operations it purposefully operates
the system above its properly determined MAOP (which is 56 psig in the Northern
Christopher J. LeBlanc
Director, Gas Operations
leblanc@unitil.com
T 603.294.5166 C 978.833.1225 www.unitil.com
325 West Road
Portsmouth, NH 03801

<<<PAGE 7>>>

Mr. Jeff Wiese
September 5, 2014
Page 4 of 7
example we have given).
Although MAOP addresses normal operating conditions, Part 192 recognizes that events
can happen through component failures that the system must be designed to
withstand. For example, Subpart D of Part 192 (Design of Pipeline Components) states
that it:
Prescribes minimum requirements for the design and installation of
pipeline components and facilities . . . In addition, it prescribes
requirements relating to protection against accidental over pressuring.
49 C.F.R. § 192.141 (Scope of Subpart D).
One of the provisions in Subpart D that relates to protection against "accidental over
pressuring" is Section 192.195:
§ 192.195 Protection against accidental over pressuring.
(a) General requirements. Except as provided in §192.197, each
pipeline that is connected to a gas source so that the maximum
allowable operating pressure could be exceeded as the result of
pressure control failure or of some other type of failure, must have
pressure relieving or pressure limiting devices that meet the
requirements of §§192.199 and 192.201 . . ..
Under Section 192.195, when pressure on a pipeline could exceed MAOP due to failure
of a pressure control device, the pipeline must have pressure relieving or pressure
limiting devices that meet the requirements of Section 192.201 . Section 192.201
states:
§192.201 stations.
Required capacity of pressure relieving and limiting
(a) Each pressure relief station or pressure limiting station or group of
those stations installed to protect a pipeline must have enough
capacity, and must be set to operate, to insure the following:
* * It *
(2) In pipelines other than a low pressure distribution system:
(i) If the maximum allowable operating pressure is 60
p.s.i. (414 kPa) gage or more, the pressure may not
Christopher J. LeBlanc
Director, Gas Operations
leblanc@unitil.com
T 603.294.5166 C 978.833. 1225 www.unitil.com
325 West Road
Portsmouth, NH 03801

<<<PAGE 8>>>

Mr. Jeff Wiese
September 5, 2014
Page 5 of 7
exceed the maximum allowable operating pressure plus
10 percent, or the pressure that produces a hoop stress of
75 percent of SMYS, whichever is lower;
(ii) If the maximum allowable operating pressure is 12
p.s. i. (83 kPa) gage or more, but less than 60 p.s. i. (414
kPa) gage, the pressure may not exceed the maximum
allowable operating pressure plus 6 p.s.i. (41 kPa) gage;
or
(iii) If the maximum allowable operating pressure is less
than 12 p.s. i. (83 kPa) gage, the pressure may not exceed
the maximum allowable operating pressure plus 50
percent.
Under Section 192.201 (a)(2), pressure relief and pressure limiting stations for the
protection of high pressure systems must be set to operate at no more than a specified
pressure in excess of MAOP. This pressure difference between MAOP and the
maximum pressure is determined based on the system's MAOP. For systems with an
MAOP between 11 and 59 psig, the pressure regulator used for pipeline protection can
be set to achieve a system pressure that is no more than 6 psig above the system
MAOP. For a 56 psig high pressure system, the overpressure protection monitor
pressure regulator must be set to a set point no greater than 61 psig.
This 6 psig pressure difference is necessary to allow the system to be operated at its
MAOP, while also allowing overpressure protection devices to operate properly without
interfering with system pressure regulation. In a worker-monitor configuration such as
Northern's, there must be enough separation between the set points of the worker
regulator and monitor regulator so they do not "fight" for control of system pressure.
This "fighting" results from the typical operation of a pressure regulator, including the
normal pressure build-up when a regulator takes control of system pressure.
2 When
the regulators "fight," the result is unstable system operation, pressure surges, and
premature wear of the regulator components (such as diaphragms and springs). When
2 If the set points for the worker regulator and the monitor regulator are too close, they will
fight to control the system pressure due to the normal operating characteristics of pressure
regulators. Consider, for example, a system where the set point for the monitor regulator is
set only 1 psig higher than the set point for the worker regulator. During normal operation of
the worker regulator, it will open and close to maintain pressure at its set point. When the
monitor regulator senses the system pressure at its set point, it will begin to close, causing
system pressure to decrease and then reopen as it senses the system pressure decrease. The
worker, in response to decreasing pressure caused by the monitor closing, will re-open, and the
monitor will again begin to close, setting up a cycle where the two regulators alternate back
and forth or "fight" for control.
Christopher J. LeBlanc
Director, Gas Operations
leblanc@unitil.com
T 603.294.5166 C 978.833.1225 www.unitil.com
325 West Road
Portsmouth, NH 03801

<<<PAGE 9>>>

Mr. JeffWiese
September 5, 2014
Page 6 of 7
there is sufficient separation between the set points for the worker and monitor, there
is no "fighting" between the two regulators. The worker can do its job maintaining
system pressure, and the monitor can stand by ready to regulate system pressure if
the worker malfunctions such that it fails to regulate downstream pressure.
Section 192.201 (a)(2) allows overpressure protection to be effective and avoids
"fighting" regulators. The 6 psig difference for 12-59 psig MAOP systems allows the
two regulators to each serve their respective function without interference by the
other regulator. If the worker regulator fails to regulate downstream system pressure,
the monitor regulator will take control and regulate system pressure at a pressure that
could exceed MAOP, but not so much greater than MAOP that it would compromise the
safety or integrity of the system while the worker regulator is repaired or replaced.
Finally, it is important to understand that the code recognizes that pressure regulators
are mechanical devices that naturally experience "build-up" pressure situations.
Section 192.605(b) lists the requirements of an operator's O&M manual. Section
192.605(b)(5) requires the O&M manual to include procedures for:
(5) Starting up and shutting down any part of the pipeline in a manner
designed to assure operation within the MAOP limits prescribed by this
part, plus the build-up allowed for operation of pressure-limiting and
control devices.
Section 192.605(b)(5) takes into consideration that pressure limiting and
control devices have "allowed" build-up pressures, and during start up and shut
down these pressure build-ups may temporarily result in a system pressure that
exceeds MAOP. These build-up pressures are exactly what Northern
experienced when the failure of the worker regulator was simulated and the
monitor regulator set at 55 psig allowed the system pressure to rise to 57.2 psig
for about a minute during pressure build-up before returning the system
pressure to t he monitor regulator's 55 psig set point (which was still below the
56 psig system MAOP). What Northern experienced was simply the acceptable
build-up pressure that is normal for a monitor regulator used to prevent system
over pressuring. And, in any event, the pressure on the system never exceeded
the allowed 62 psig, even at the pressure gauge that is adjacent to the point of
regulation.
For these reasons, Northern believes that the answer to Question 2 is "no,"
there is no violation of the Code if during a system emergency (such as the
failure of a worker regulator) the pressure on a 56 psig MAOP high-pressure
system rises above MAOP but does not exceed 62 psig.
Christopher J. LeBlanc
Director, Gas Operations
leblanc@unitil.com
T 603.294.5166 C 978.833.1225 www.unitil.com
325 West Road
Portsmouth, NH 03801

<<<PAGE 10>>>

Mr. JeffWiese
September 5, 2014
Page 7 of7
We look forward to your response to the questions we have presented. If you
need any further background information, or if anything in this letter needs
clarification, I hope you will not hesitate to call me.
Sincerely
Christopher J . LeBlanc
Director, Gas Operations
Christopher J. LeBlanc
Director, Gas Operations
leblanc@unitil.com
T 603.294.5166 C 978.833.1225 www.unitil.com
325 West Road
Portsmouth, NH 03801

<<<PAGE 11>>>

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- **body characters:** 25160
