# American Society of Mechanical Engineers — Pipeline Safety Interpretation

- **operation:** document
- **citation:** PI-76-065
- **title:** American Society of Mechanical Engineers — Pipeline Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 1976-09-30
- **effective on:** Not available
- **summary:** PI-76-065 response to American Society of Mechanical Engineers concerning 192.121, 192.123.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-pi-76-065.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-pi-76-065.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-pi-76-065
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/Pipeline/1976/PI76065.pdf
**body:**

<<<PAGE 1>>>

Mr. Manuel Gutierrez
Secretary, Gas Piping Standards Committee
American Society of Mechanical Engineers
United Engineering Center
345 East 47th Street
New York, Street 10017
Dear Mr. Gutierrez:
You letter of July 7, 1976, asks the status of the petitions to revise 49 CFR Part 192, Sections
192.121 and 192.123, as proposed by Mr. M.R. Green, Managing Director, Research, Codes, and
Standards of ASME, in his October 23, 1972, letter. This letter enclosed a proposal from the Gas
Piping Standards committee for increasing the 100mF temperature restriction to permit operation
under certain conditions up to 140mF and adopting a single design factor of f=0.32 for use with
thermoplastic pipe in natural gas piping systems.
The Committee's proposal did not provide back up material to support their proposal. It was
found that data available to the Office of Pipeline Safety Operations (OPSO) on the characteristics
of plastics at temperatures above 100mF was limited and that there was no reliable data available
on the actual plastic pipe temperatures measured at a sufficient number of locations across the
nation to predict the maximum temperatures that may be anticipated in a given geographic
location. Thus, processing was delayed pending search for and review of any information that
was or became available. Also, as we advised you in our letter of September 20, 1974, the
staffing limitations of our Office were causing further delays in the processing of all proposals for
rulemaking received from the public.
Some data on the high temperature performance of certain plastics was obtained from work done
for the American Gas Association by Battelle Memorial Institute and other work by the Plastics
Pipe Institute on hot water applications. A contract study performed for OPSO on the "Pipeline
Industry's Practices Using Plastic Pipe in Gas Pipeline Facilities and the Resulting Safety Factors"
listed some other sources of data on thermoplastic materials at elevated temperatures. At about
this same time, the DuPont Company began a series of tests at representative locations across the
lower 48 States of the temperature of plastic service risers installed in steel pipe casing and has
made all of their data from this study available to OPSO. Data gathered during three summers in
this study shows a maximum temperature of 128mF measured on a thermocouple installed at
midwall on polyethylene pipe inside a model of a typical plastic service riser using a protective
casing of steel pipe. These tests were conducted under severe climate conditions in the Arizona
and California desert regions.
In our review of the available data on the elevated temperature characteristics of plastic materials,
it was discovered that some researchers were finding what they called a "critical temperature" at
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which the physical characteristics were more severely affected than at lower temperatures. This
critical temperature seems to occur on some thermoplastic materials in the range of 125mF to
130mF.
Based upon the above information, it appears appropriate to consider a new maximum
temperature at some level below the requested 140mF. It is our intention to issue a notice of
proposed rule making proposing that the temperature design bases of plastic pipe be revised in a
manner that will recognize the various plastic material properties at different operating
temperature ranges. This notice will also consider modification of the design factor for plastic
pipe as recommended in your October 23, 1972, petition.
It is anticipated that a notice or notices of proposed rule making on temperature design limitations
and design factors for plastic pipe will be issued in the fall of 1976.
Thank you for your interest in our pipeline safety program.
Sincerely,
Cesar DeLeon
Acting Director
Office of Pipeline
Safety Operations
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<<<PAGE 3>>>

Mr. Cesar DeLeon
Office of pipeline Safety Operations
Department of Transportation
2100 2nd Street, S.W.
Washington, DC 20590
Dear Mr. DeLeon:
By letter of October 23, 1972, Mr. M.R. Green, ASME Managing Director, Research,
Codes and Standards, sent a proposal from the Gas Piping Standards Committee to your Office.
This proposal recommended revisions to CFR 49, Part 192.121 and 192.123. The proposals
included the establishment of four temperature bases of 73mF, 100mF, 120mF, and 140mF as a
refinement and extension of the existing single temperature basis of 100mF. There was additional
material on the development of a new single design factor instead of the four presently specified.
Recently, I have received many questions from operators as to the status of this proposal.
These operators are especially concerned with the changes in the temperature bases due to a
growing problem with the use of plastic service line risers. As the result of the 100mF
temperature basis presently specified, the operators are currently required to sleeve that portion of
the service line riser where it comes out of the ground and up to the meter set assembly. Usually,
this service line riser is made of steel and as a result, must be cathodically protected. This is
usually accomplished through the mechanism of a galvanic anode. Since this galvanic anode
constitutes a form of a cathodic protection system, some agencies believe that it should be
monitored. This presents some very substantial problems. First, in many locations, the service
line from the stop valve up through the meter set assembly is owned by the customer. Therefore,
there is a question of the company's obligation to monitor that galvanic anode. Secondly, there is
the problem of the sheer numbers of these installations and the practicality of checking each one.
Therefore, we would like to know what your anticipated schedule is in terms of submitting this
advance Notice of Proposed Rulemaking.
Thank you very much.
Very truly yours,
Manuel Gutierrez
Secretary
Gas Piping Standards Committee
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<<<PAGE 4>>>

Mr. Paul J. Cory
Office of Pipeline Safety (TES-32)
U.S. Department of Transportation
Washington, D.C. 20590
Subject: Proposed Revisions of DOT-OPS Federal Standards 192.121 and 192.123.
Dear Mr. Cory:
Per your telephone request this afternoon, I have enclosed a copy of the following material for
your files:
Letter, Joseph C. Caldwell to M.R. Green, November 20, 1972.
Letter, M.R. Green to Joseph C. Caldwell, October 23, 1972.
I trust this correspondence will complete your files on this subject.
Sincerely,
Harvey Miller
Standards Engineer
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<<<PAGE 5>>>

Mr. M. R. Green
Managing Director
Research, Codes and Standards
The American Society of
Mechanical Engineers
345 E. 47th Street
New York, New York 10017
Dear Mr. Green:
This will acknowledge receipt of your letter of October 23, 1972, which petitioned this Office to
consider the recommendations concerning limitations on plastic pipe operating temperatures and
design factors for a Notice of Proposed Rule Making.
This matter is being studied for further action.
Sincerely,
Joseph C. Caldwell
Director
Office of Pipeline Safety
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<<<PAGE 6>>>

Mr. Joseph C. Caldwell
Director
Office of Pipeline Safety
Department of Transportation
400 6th Street, S.W.
Washington, D. C. 20590
Dear Mr. Caldwell:
At the August meeting of the ASME Gas Piping Standards Committee the attached proposal was
unanimously approved for submission to your office. What this proposal represents is an updating
and refinement of the basic design philosophy for plastic pipe. When the original plastic design
concept were developed for conclusion in the 1968 edition of the B31.8 Code there was little
operating experience and little laboratory testing available. Therefore, certain assumptions and
judgments had to be made which by necessity were grossly over-simplified and ultra-conservative.
In the years since the adoption of that first plastic pipe design system; thousands of miles of
plastic pipe of various types have been designed, installed and operated successfully. Also,
thousands of dollars of research have been conducted by A.G.A. at the Battelle Memorial
Institute, by the Plastic Pipe Institute, and by the various manufacturers. All of these data and
experience have been applied to a refinement of the plastic pipe design methods, with the result
that a significant improvement has been made in the precision of plastic pipe design. However, it
should be noted that this does not represent a wholesale increase in plastic pipe operating
pressures. It is merely the utilization of experience and testing data to refine the methodology.
We recommend the adoption of this proposal since it represents a substantial advance in plastic
pipe technology. Thank you very much.
Very truly yours,
M.R. Green
Managing Director, Research, Codes and Standards
Enclosure
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<<<PAGE 7>>>

PROPOSED REVISIONS OF DOT - OPS FEDERAL
STANDARDS 192.121 AND 192.123
Summary of Proposed Revisions
1. 2.* NOTE: Establish four temperature design bases of 73F, 100F, 120F and 140F as a
refinement and extension of the existing single temperature design basis of 100F.
Use a single design factor of 0.32 instead of one of four (0.20 to 0.32) currently
specified. The design factor would be applied to the long-term hydrostatic
strength of the selected material at one of the temperature design bases outlined in
(1) above.
To allow pipe producers sufficient time to develop the required test data at 100F
to meet the proposed revision, a factor of 0.25 would be permitted to extend the
present 73F date to a design temperature basis of 100F until 1975 or two years
from adoption; whichever is greater.
Reasons
1. More efficient use of thermoplastic pipe will be accomplished by allowing the
design engineer to equate material properties to design requirements over an extended
temperature range.
2. The overall quality of thermoplastic piping will be improved because the proposed
design concept will discriminate against pipe compounds which do not have satisfactory
properties for the anticipated operating conditions.
3. Reliability and safety will be enhanced in the use of large size polyethylene pipe
because of improved structural properties in underground service. Existing design
requirements may result in excessively heavy pipe walls in some applications, which causes
the pipe to behave more like a rigid structure than a flexible one. A flexible structure is
more capable of adjusting to soil movement or other secondary loads. Also, it becomes
more difficult to manufacture a product free from thermal stresses as the wall thickness is
increased.
Justification for Revision #1
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1. There are applications for the use of plastic pipe where the temperatures exceed
100F. Ground temperature at pipe depth in most of the United States would not exceed
73F. In the southwest, however, ground temperatures could exceed 100F at service line
depth. Also, service lines brought above ground through protective sleeves could be
subject to temperatures about 100F in many areas of the country. The existing regulation
provides for a maximum of 100F in all systems. Existing requirements make no provision
for the use of thermoplastics at temperatures in excess of 100F where selected products
can provide safe service.
2. Strengths of thermoplastics are generally reduced as their temperature increases.
The reduction in strength for thee plastics used for gas pipe is approximately 20% as the
temperature increases from 73F to 100F. At temperatures above 100F, some
thermoplastic compounds are capable of providing satisfactory service, while others are
not. This is because the properties of all thermoplastic materials are temperature
dependent, but not to the same degree (or better, perhaps, not of the same order of
magnitude). Test data show that specific commercial compounds having the same
material designation code (PVC 2110, PE 2306, etc) differ sufficiently among themselves
at temperatures above 100F that it is impractical to use a single derating factor even for
the same given type of material. The difference between different plastic materials (i.e.,
polyethylene vs. PVC) is even greater. To assure satisfactory performance, design
pressures for specified design temperature bases must be based on actual long term
hydrostatic strength tests made on specific plastic compounds at a temperature equal to or
greater than the anticipated operating temperature. Extrapolation of data to a higher
temperature design basis is unsound. ASTM D-2837, "Standard Method for Obtaining
Hydrostatic Design Basis for Therm-plastic Pipe Materials," warns against this practice.
Justification for Revision #2
1. From the standpoint of sound engineering design, it is appropriate that known
variables be accounted for directly, where feasible, and that the design factor be limited to
variables not otherwise determinable. If the design pressure is based on strength values
determined at or above the anticipated operating temperature, as proposed, there is not
need to compensate for temperature in the design factor. On this basis, a design factor of
0.32 provides a level of safety at least as great as the presently believers that the proposed
0.32 design factor is still conservative but also believes its use is appropriate for all class
locations, for the following reasons:
a. Extensive field surveys by the A.G.A. Plastic Pipe Committee over the past several
years have not revealed a single incident attributable to stresses developed from
allowable internal pressures. The potential problems associated with the stored
energy contained in highly compressed gas in steel pipe are controlled by the
design factors for the various class locations. Control for plastic piping is provided
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<<<PAGE 9>>>

b. c. d. e. by minimum pipe wall requirements and the limitation on the design pressure for
distribution systems of 100 psi contained in 192.123(a). With this kind of control,
the additional limitation provided by different design factors for the four class
locations is not needed.
The design factors for plastic pipe are applied to the minimum wall thicknesses
specified in ASTM D2513. The actual wall thickness of plastic pipe is normally
greater than the minimum because of the nature of the manufacturing process; i.e.,
the extruder must set his median wall thickness someplace above the minimum.
The result of 12 years of research on plastic pipe at Battelle Memorial Institute and
additional research at other laboratories show that the long-term hydrostatic
strength of plastic pipe obtained in tests with natural gas at 73.4F is essentially the
same as that obtained with water. A design factor of 0.50 is used for water.
A gas design factor for polyethylene pipe slightly higher than 0.50 is used
successfully in Europe and Australia.
For a typical plastic pipe installation, the maximum seasonal diurnal temperature
would occur for only a few days or few hours per day for only part of the year.
The strength data used to calculate the hydrostatic design basis are obtained with
the walls of the plastic pipe maintained at the designated temperature continuously
for the entire test period. This provides an additional conservative design bias
from the hoop stress standpoint.
Plastic pipe, unlike more rigid piping materials, does not rely entirely on beam
strength to resist the effect of secondary loading but to some extent on flexibility
and plasticity. The effect of soil movement or superimposed external forces on
plastic pipe are less severe than those associated with more rigid pipe.
Paradoxically, the use of overly conservative design factors reduces safety by
increasing the external stresses that arise from secondary loading. Because of the
excessive wall thickness required, the pipe becomes more rigid and thus less able
to compensate for soil movement and other sources of secondary loads.
Historical Background
Historically, the design factors given in Section 192.121(b) were developed in ASA B31.8
in 1864 based on consideration of the following:
1. With limited background and experience, it was decided to adopt a conservative
approach and use a design strength for gas which was one-half the design strength then in
use for water. The design strength for water had been established as one-half the long
term hydrostatic strength of the pipe. The 0.50 design factor for water adopted in 1964
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<<<PAGE 10>>>

was based on experience gained in the early use of plastic pipe. Its use eliminated the
burst type failures which had previously occurred occasionally, and since 1964 has been
shown to be an appropriate design factor for water. The basic design factor, then, for
natural gas was 0.25 of the long term hydrostatic, strength. There were two reasons for
the selection of a more conservative design factor for natural gas. The first was the fact
that long term test data obtained at 73.4F would be used to establish design pressures for
operation at temperatures up to 100F. This aspect was based on test data which showed
that the appropriate amount of derating for this temperature difference is about 20%. The
second was to compensate for the then little-known effects of natural gas on plastics. This
allowance was quite conservative, being based primarily on the requirements of CAB
which for all practical purposes is no longer being specified for gas service. Both PE and
PVC are a great deal more chemically inert than CAB in natural gas services.
2. Prior to the inclusion of plastic pipe provisions in the B31.8 Code, a gas design
factor of 0.40 was used in the equivalent to Class 2 and 3 locations. It provided
satisfactory performance. Based on satisfactory field experience for all materials, a design
factor higher than 0.25 was indicated.
192.123 DESIGN LIMITATIONS FOR PLASTIC PIPE
(a) (b) (c) (d) The design pressure may not exceed 100 psi for plastic pipe used in:
(1) Distribution systems; or
(2) Class 3 and 4 locations
Plastic pipe may not be used where operating temperatures of the pipe will be:
(1) below minus 20F; or
(2) Above 140F for thermoplastic pipe or above 150F for reinforced
thermosetting plastic pipe
The wall thickness for thermoplastic pipe may not be less than 0.062 inches.
The wall thickness for reinforced thermosetting plastic pipe may not be less than
those listed in the following table:
Nominal Size in Inches Minimum Wall Thickness in Inches
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2 0.060
3 0.060
4 0.070
6
0.100
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