# Pipeline Safety Interpretation PI-81-0105

- **operation:** document
- **citation:** PI-81-0105
- **title:** Pipeline Safety Interpretation PI-81-0105
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 1981-05-01
- **effective on:** Not available
- **summary:** PI-81-0105 concerning 192.147.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-pi-81-0105.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-pi-81-0105.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-pi-81-0105
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretations/Pipeline/1981/g81-05-01_Effenberger_192.147-DBx.pdf
**body:**

<<<PAGE 1>>>

PI-81-0105
May 1, 1981
Mr. Leo Effenberger
Nibco Inc.
500 Simpson Avenue
P.O. Box 1167
Elkhart, IN 46515
Dear Mr. Effenberger:
In regard to your letter of April 14, 1981, it is the policy of this office not to sanction vendors of pipeline
materials. We will be happy, however, to answer any remaining questions you or your clients may have
regarding compliance with §§192.147 and 195.126.
Sincerely,
SIGNED
Melvin A. Judah
Acting Associate Director for
Pipeline safety Regulation
Materials Transportation Bureau

<<<PAGE 2>>>

NIBICO INC.
500 SIMPSON AVENUE
P.O. BOX 1167
ELKHART, IN 46515
April 14, 1981
Mr. Melvin Jadan
Acting Assoc. Director of Pipeline Regulations
Department of Transportation
Materials Transportation Bureau
Washington, DC 20590
Dear Mr. Jadah:
Your office in September, 1977 issued an opinion to our representative that stress analysis and proof testing
to VG-101 would be sufficient to qualify our convoluted flange for use under Section 192.147 and 195.126. I
am enclosing that required documentation and requesting correspondence from your office that we are a
qualified vendor for flanges under that section. We have several gas companies that will use our product only
with this qualification letter from your office.
Sincerely,
Leo Effenberger, P.E.
National Sales Manager
Industrial Division

<<<PAGE 3>>>

DEPARTMENT OF TRANSPORTATION
MATERIALS TRANSPORTATION
BUREAU WASMNGTON, D.C. 20590
September 21, 1977
Mr. Gunter Schlicht
Pipetech, Inc.
One Northwood Drive #5
Orinda, California 94563
Dear Mr. Schlicht:
Your letter of July 7, 1977, requests an interpretation of the applicable requirements of Parts 192 and 195
relating to the design and testing of pipeline flanges. Your specific question is: are the requirements of the
ASME Boiler and Pressure Vessel Code, Section VIII, Division 1 (Boiler Code) considered as an equivalent as
intended in Section 192.147 to the referenced specifications for flanges in Part 192? Also, does the Boiler
Code meet the requirements for flanges of Section 195.126 in Part 195?
The Boiler Code, which is referenced in both Parts 192 and 195, and the ANSI B16.5 and MSS-SP-44
specifications that are referenced in Part 192 are intended for the conventional design flanges that would
be manufactured by casting or forging rather than the convoluted design that would be folded into
shape.
In Appendix II, Paragraphs UA-45 thru UA-59, inclusive, of the Boiler Code, the procedure for designing
flanges for manufacture by casting or forging is set forth. It is suggested in this Appendix that if the
procedure set forth is not appropriate for the design, then in order to establish allowable working pressures,
the flange should be proof tested under the provisions of the Boiler Code, Section UG-101, Proof Tests, to
establish maximum allowable working pressure. The testing required by UG-101, that is applicable to all
pressure vessels, is more severe and thorough than that required by any of the other referenced
specifications for flanges.
It is our opinion that a detailed design and stress analysis supported by a proof test under the provisions of
UG-101 of the Boiler Code provides the equivalent level of safety intended by Section 192.147.
Section 195.126 states, with respect to a flange connection, that the "connection as a unit must be suitable for
the service in which it is to be used." It does not provide any standard or test method to be used to determine
the suitability.
It is our opinion that the stress analysis and Boiler Code testing under the provision of UG-101 would be
sufficient to determine whether flange connections are suitable under Section 195.126.
Sincerely
Cesar DeLeon Acting
Director Office of Pipeline
Safety Operations

<<<PAGE 4>>>

THOMAS A. SHORT CO.
3430 Wood Street
Oakland, California 94608
November 8, 1978
NIBCO Inc.
500 Simpson Avenue
Elkhart, Indiana
46514
Attention: Mr. Bob Russell
Dear Mr. Russell:
This letter verifies that the below listed convoluted NIBCO flanges, Class 150, were hydrostatically tested in
our facility on September 20, 21, 22 and October 27, 1978.
TEST PURPOSE To establish working pressure ratings for NIBCO convoluted Class 150 flanges in sizes and
types indicated in the tables below in order to satisfy Section VIII, Div. I UG-101 proof test, and Section 1, Div.
1 PG-100 Proof Test (ASME Pressure Vessel Code).
TEST SPECIMENS NIBCO convoluted flanges, Class 150, were mounted to conventional ANSI B16.5 blind
flanges, class 150, raised face with standard serration. Bolting material consisted of A-193 B16 studs
with grade 4 nuts, lubricated with anti-seeze lubricant. Gasketing material consisted of 1/16" thick
standard compressed asbestos sheets and/or line backers.
The conventional ANSI B16.5 blind flanges were center drilled and tapped with 3/4" NPT in order to fill
the specimen with water through this opening and remove the entrapped air and to connect the
hydrostatic pressure test system. All flanges were identified per MSS-SP25.
GENERAL STATEMENT Each pressure test was terminated at point of gasket leakage or gasket blowout and
not at the metallic burst pressure level of the component (flange) under evaluation. Three types of flanges
were tested. Specific descriptions relating to the flange type preceeds the associated table.
A) NIBCO Convoluted Weld Neck Flange, Class 150, ASTM A316-60
The weld neck flanges were welded to standard wall, black steel pipe on one end while a standard wall
B16.9 weld end cap was welded to the other end. The pipe length represented a minimum length of two
times the diameter of the nominal flange connection size.
Test Results: Size Max hydrostatic Pressure PSI Leak Torque Ft.-lb.
2” 3500 no 100
2-1/2” 3500 no 110
3” 2200 yes 125
1” 2400 yes 150
5” 2600 yes 190
6” 1900 yes 200
8” 2000 yes 270
10” 2200 yes 500

<<<PAGE 5>>>

B) Convoluted Blind Flanges, Class 150, ASTM A-516-60 The convoluted blind flanges were mounted
directly to convoluted ANSI B16.5 raised face blind flanges.
Test Results: Size Max hydrostatic Pressure PSI Leak Torque Ft.-lb.
2” 4200 yes 100
2-1/2” 3800 yes 110
3” 2600 yes 125
4” 2800 yes 150
5” 2700 yes 190
6” 2000 yes 200
8” 2000 yes 330
12” 1900 yes 600
C) Convoluted Lap-Joint Flanges, Class 150, ASTM A-36 The convoluted lap-joint flanges were slipped
over a conventional standard wall stub end type "A" to which a piece of standard wall black steel pipe
was welded, plus a standard wall B16.7 weld end cap. This entire assembly was mounted to an ANSI
816.5 raised face standard serration blind flange.
Test Results: Size Max hydrostatic Pressure PSI Leak Torque Ft.-lb.
1” 4000 no .35
1-1/2” 3700 yes 45
2” 4100 yes 120
2-1/2” 3950 yes 125
3” 3500 yes 140
4” 3000 yes 150
5” 2800 no 190
6” 2550 yes 200
All welding of the test specimen were performed by Scott Company of Oakland, California. The tests were
assembled and performed by the THOMAS A. SHORT CO. under the personal supervision of Bill Sutliffe. The
tests were witnessed by:
Bill Sutliffe
Gerald Horn, Safety Engineer D.I.5 838, N.B. 4663
Pressure Vessel Section
Division of Industrial Safety
Department of Industrial Relations
State of California
and:
Gunter Schlicht, President
Pipetech, Inc.
Orinda, California
Very truly yours,
R.M. Johnson, Manager Contracting and Repairs

<<<PAGE 6>>>

STRESS ANALYSIS OF PIPETECH FLANGE
PROFILE #14
R.C. Murray
May 1976

<<<PAGE 7>>>

INTRODUCTION
The purpose of this analysis was to determine stresses and displacements of profile #14 Pipetech
flange when subjected to both bolt load and hydrostatic pressure.
The flange was modeled as a body of revolution with loads applied to simulate the bolt and hydrostatic
pressure. A linear elastic static analysis was conducted.
The analysis was conducted with the computer program MARC-CDC. MARC-CDC is a finite element
computer program used for structural analysis. The program is widely used for structural analysis and design
of nuclear facilities. Westinghouse, General Electric, and Bechtel Corporation are some of the many firms that
have used the program. The program is available at all Control data Corporation data centers throughout the
United States. All analysis was conducted on the CDC-6600 computer at the Western Cybernet Center at
Sunnyvale, California.
DESCRIPTION OF ANALYSIS TECHNIQUE
The Finite Element Technique is a numerical procedure which can be used to compute displacements
and stresses in structures of arbitrary geometry subjected to various loading conditions. Solution is obtained
by the following steps:
• Break the structure up into individual elements interconnected by nodal points.
• Describe the location of the nodal points by specifying the coordinates of each point.
• Describe the elements by indicating the nodal points connected to them and the material properties
(E,ѵ) associated with them.
• Specify the applied loads and indicate which nodal points are not free to move.
The finite element program then takes the input geometry, material properties, and load description and
calculates displacements at the nodal points and stresses at the center of each element. The mathematical
techniques employed in the solution are based on the principles of solid mechanics. Details of the calculations
can be found in O.C. Zienkiewicz, The Finite Element Method in Engineering Science.
MODEL DESCRIPTION
The flange was modeled as showing in fig. 1. Four elements were used through the thickness.
Node and element numbers are shown on the mesh. R and Z components of displacement are
calculated at each nodal point in the model, while stresses are calculated at the center of each element.
Radial, axial, hoop, shear, and von Mises stress are calculated for each element.
Rollers which prevent axial motion (z-direction) were placed at the free end, node 5, and at the gasket,
nodes 145, 150, and 155. Nodes 226-230 were not constrained. This was felt to be a worst case condition for
the flange pipe connection.
Pressures were applied to simulate the bolt load over elements 45, 46, 47, 48, and 49. Pressures were
applied over elements 116, 117, 133, 134, 135, 136, 137, 153, 154, 155, 156, 157, 158, and 159 to simulate
hydrostatic pressure. The input load description is shown in Table 1.
TABLE 1
Input Loading
Bolt Load = 11,300 lbs/bolt
Total Bolts = 12
Contact Area = π(9.942
– 8.8152) = 66.286 in2

<<<PAGE 8>>>

Bolt Pressure = (number of bolts)(bolt load)
Contact area
= (12)(11,300) = 2045 psi
66.286
Also subjected to a hydrostatic pressure of 285 psi.
Material Properties
Steel: E = 30 x 106 psi
ѵ=0.3

<<<PAGE 9>>>

RESULTS
The contour plot of the von Mises stress is shown in Figure 2. The von Mises stress was calculated by
the following formula:
σvon Mises = √ ½ (σ
zz -σRR)2 + (σRR -σhoop)2 + (σhoop -σzz)2 + 3σ
2
RZ
For a ductile material such as steel, the von Mises stress can be compared directly with the allowable
stress specified for the material. For this loading a maximum von Mises stress of 12, 770 psi occurs in Element
47. Note that stresses are calculated at the center of the elements and must be extrapolated to get maximum
values at the surface.
I have also included the stresses computed for each element and the calculated nodal point
displacements.

<<<PAGE 10>>>

METALLURGICAL AND MECHANICAL
EVALUATION OF 3", 4", AND 6” FLANGES
HASKELL D. WEISS, P.E.
MT431

<<<PAGE 11>>>

INTRODUCTION
This report presents and evaluation of three flange parts (3", 4", and 6") and a portion of a plate typical
of starting material prior to cold forming.
Sections were removed from parts by sawing and/or flame cutting and then prepared for study by
polishing and etching.
The analysis was made with the aid of a metallurgical microscope and a microhardness tester.
The report sections cover in detail the following:
1) Metallurgical examination of starting material.
2) Metallurgical examination of 3”, 4", and 6” diameter flanges.
3) Deficiencies that should be corrected.
4) The effect of welding on flange material.
5) Product reliability and heat treatment.
DISCUSSION
1. The starting material is cross-rolled and has a reported chemical content by weight of:
C - .18%
Mn - .74%
P - .006%
S - .015%
Si - .22%
Fe - balance
To obtain a fine grain it is rare earth treated. It has not as yet been determined if production parts will
be pickled, grit blasted or surface treated in some fashion prior to forming. To prevent inbedding of foreign
materials during drawing it is suggested that starting plate be cleaned prior to working.
A sample was removed from the starting stock as per Fig. 1. Fig. 2 and Fig. 3 show the microstructure in
both longitudinal and transverse directions. The grain size and elongation show that rolling was about equal in
each direction. The dark regions are pearlite and the light regions are ferrite. Reported tensile data:
Yield Strength ------- 45,000 psi
Tensile Strength ----- 66,000 — 72,000 psi
Elongation in 8" ----- 26.5 — 28.2%
Microhardness tests were made on both center and edges of the plate as shown in Fig. 4. The hardness
numbers in DPH were converted to Brinell and tensile strength.
DPH BH Tensile Strength (psi)
thickness.
Edge 171 162 79,000
Center 150 143 71,000
This agrees quite well with the reported data, also it indicated the strength is uniform throughout the
It is important that in future purchases of starting stock that this uniformity of microstructure be
maintained. Lack of uniformity could lead to differences in springback from one lot of material to another.
Additionally lack of uniform texture could cause failure in forming.
2. There were three flanges examined; a 3", 4" and 6" diameter type. These are formed in
multiple draw operations. The tooling concepts may be different between sizes. However, each type is
treated as a single population and die design differences are not relevant to the conclusions drawn.
The drawing sequences are done at ambient temperature conditions with no anneal, stress relief or

<<<PAGE 12>>>

heat treatment of any type performed on the final formed parts. Thus, the microstructures are representative
of production parts.
Fig. 5 shows a 3" blind flange in section and location of microhardness readings and orientation of
grain structure examination. Fig. 6 and Fig. 7 shows the variation in cold work areas "k" verses "n". Areas "a"
and "c" are shown in Fig. 8 and Fig. 9. These show laps and heavy deformation resulting from the forming
operations. Note that in heavily deformed regions the identity of the grain structure is almost lost. Also note
the depth of heavy deformation appears to be approximately .010" to ,015".
From reference (1) it is noted that steel typical of this composition has a true strain at fracture of
between .9"/" to 1.0"/". This can be transformed into the cold work capacity which amounts to between 50-
60%. (Reference 1)
The microhardness in the various areas are tabulated and converted into tensile strength and cold
work percentage, Table 1. From these numbers and the microstructure and assessment of the part can be
made.
Fig. 10 shows a 4" flange in cross section and location of areas of investigation. Fig. 11 and Fig. 12 of
areas "c" and "i" are typical of the microstructure. Note the diamond penetrator mark in Fig. 11, indicating
measurements of cold worked areas within .005" of the surface. See Table 2 for hardness, cold work and
tensile strength. The microstructural examination shows no evidence of laps, seams or tears.
Fig. 13 and Fig. 14 shows a 6" blind flange and the section removed for examination. Fig. 15 and Fig. 16
shows areas "a" and "c" where a lap and tear are evident. The hardnesses and cold work are listed by area in
Table 3.
Comparison of the three flanges by microstructure and cold work would indicate the 4" to have the
least amount of surface deformation. The areas of maximum work, 3" and 6", show where metal has been
cold worked as high as 57%. This heavy amount of cold work however, measures less than .015".
3. If the 4” flange were to serve as a standard, then the surface of all parts should be continuous
without tears or laps. From a cosmetic standpoint this would be desirable, however from a reliability
standpoint it is not necessary, as will be discussed in section 5. What is needed is reproducibility and quality
control.
4. In the upper portion of Fig. 14 is shown an almost straight section. The right edge at the arrow
indicates a region where the part was flame cut to separate from the balance of the flange. Note the shade
difference at the right. This indicates the recrystallized zone due to oxy-acetylene flame cutting. This region
also appears during a welding operation. Fig 17 shows two different structures in the heat affected zone
(HAZ), note Fig. 18 which shows a microstructure typical of the starting material. Working through the regions
of melt zone and HAZ, the distance involved amounts to .180". This would indicate that the heat generated by
an electric arc would not affect the parent material beyond a distance, conservatively with multipass welding,
of .30" from the molten edge. Note that the hardnesses are higher in region "u", Fig. 17, then in the starting
material, (Table 3). This results from the rapid cooling of the HAZ allowing for a finer grain structure.
Generally, strength increases with decreasing grain size.
The above would suggest that welding will not degrade the strength of the worked parent material.
Generally, the weld metal is the weakest link in any structure, since it has a cast, course grained
microstructure. This, as a rule, is compensated for by increasing the cross sectional area of the weld metal.
5. In the absence of long term test data on fully stressed flanges, assumptions and conservative
estimates are necessary in order to present a credible reliability statement. A review of the stages in the
drawing of a 3" diameter flange indicates that there are three stages involved. The state of stress varies not
only throughout the part but through the thickness as well. As indicated earlier the heavy deformation is

<<<PAGE 13>>>

limited to approximately .015”. Biaxial stresses exist throughout the part and are generally in tension radially
and in compression circumferentially. A feel for the magnitude of these stresses are indicated by the hardness
readings when converted to percentage cold work. The presence of biaxial stresses can be noted by Fig. 19
which is taken in the area between "a" and "c". Note the elongation of grains perpendicular to the surface, as
opposed to the grains in Fig. 12 which are parallel to the surface. This would tend to indicate compression at
the surface in many locations would inhibit the tendency for fatigue cracking.
In my opinion 40% cold work is a tolerable level for parts so long as this amount is kept within .010-
.020" of the edge. However, in the 3" and 6" flange this is exceeded not in depth but in magnitude. To assess
the significance of region "c" in Fig. 9, I assumed that a part had a fatigue crack .015" and cyclic stresses of 10
KSI (Appendix). This calculates to a part life of 5.5 x 106 cycles. Other stresses, fatigue crack lengths and cyclic
life are tabulated in the Appendix. These results show fatigue is not a problem at the selected design loads and
defects limited to .015". I have arbitrarily selected 5.4 x 106 cycles as infinite life. This calculation assumes an
infinite thickness of plate. Obviously, this is not true, also the effect of corrosion products on fatigue cracks has
not been taken account of in the calculation. For this reason, I have been conservative in my estimates and
believe the above crack limitation and stresses are realistic.
It should also be pointed out that high hardness on the surface has a somewhat similar effect relative
to fatigue resistance as that of shot peening. While, the material below the heavy deformation has an
extremely high toughness, or fatigue resistance. Therefore, I do not believe it is either necessary to anneal or
shot peen the flange surfaces. Quality control should be exercised to limit sharp tears to a maximum of .015”
or approximately 5-10% of the part thickness. Dents as a result of handling are not a problem so long as they
do not result in sharp cracks. This is a materials handling problem faced by all users of any structural piece of
hardware.
The inspection techniques can be a combination of "Magnaflux" and dye penetrant. The latter can,
with experience, be developed to provide a quanitative estimate of the depth of surface flaws. Starting
material should be randomly (1) mechanically tested; (2) grain size checked; (3) chemically analyzed; (4) and
hardness tested. All of the above is directed toward the use of a controlled starting material. A lowering of
reduction of area; increase of grain size; differences between longitudinal and transverse grain structure could
cause the manufacturing process to become out of control and parts not meet specification.

<<<PAGE 14>>>

REFERENCES
1. "Material Properties and Manufacturing Processes", J. Datsko, John Wiley and Sons, 1967.
2. "Linear Elastic Fracture Mechanics and Its Application to Fatigue", R.I. Stephens, Society of Automotive
Engineers, 740220, 1974.

<<<PAGE 15>>>

Region
a (edge)
a (edge)
c (lap Area)
c (edge)
d (edge)
d (edge)
a x d (center)
e (edge)
e (edge)
e (center)
f (edge)
f(edge)
f (center)
g (edge)
h (edge)
g x h (center)
g x h (center)
I (edge)
I (edge)
j (center)
j (center)
j (outside edge)
k (inside edge)
n (outside)
n(center)
n (inside)
n (inside)
Table 1
Hardness(DPH)
Hardness (BH)
T.S. (KSI)
Cold Work (%)
353
348
366
305
252
255
241
263
272
245
266
252
243
285
322
255
256
287
290
223
237
226
323
228
241
258
250
334
329
347
289
240
243
228
250
258
233
252
240
231
270
306
243
244
273
275
212
225
215
306
217
228
245
238
168
164
173
143
117
119
112
123
127
114
124
117
113
134
152
119
120
134
136
102
109
104
153
105
112
120
116
56
57
49
37.5
39
35
41
42
36
41
37.5
35
46
52
39
39
46
46
28
33
30
52
30
35
39
37

<<<PAGE 16>>>

Table 2
Region
Hardness (DPH)
Hardness (BH)
T.S. (KSI)
a
221
210
101
c
225
214
103
d
252
240
117
e
232
221
107
f
223
212
102
g
254
242
119
116
h
i
250
277
238
262
130
j
j
k
247
255
235
243
115
119
265
252
124
m
263
250
123
Cold Work (%)
28
29
37.5
32
28
38
37
44
36
39
41
41

<<<PAGE 17>>>

TABLE 3
Region
Cold Work (%)
a (HD)*
284
270
46
a (LHD)*
287
273
135
46.6
a (NHD)*
247
121
40
a (HD)*
357
c (HD)*
373
c (LHD)*
329
c (LHD)*
306
*
273
cf
262
f
221
cf
221
e
204
e
247
ee
242
256
n
306
n
243
n
275
nn
228
i
262
h
262
g
245
gh
262
270
273
247
265
131
237
115
207
95
202
93
r
207
95
194
90
t
162
76
178
82
u
188
87
n
206
196
90
HD
Heavily deformed
LHD
Less heavily deformed
NHD
-
Not heavily deformed
Weld Zone + HAZ = 1.3 mm + 3.3mm = 4.6 mm
=184
- **truncated:** false
- **body characters:** 22742
